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Portfolio (Quarterly) Guide ↗

WALLED LAKE PLANNING & WEALTH MANAGEMENT, LLC

· CIK 0001812177
13F Portfolio $305M AUM Filed Nov 12, 2025 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 143 New
Page 7 of 8  ·  143 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
121 DFP FLAHERTY & CRUMRINE DYNAMIC PF SHS Financial Services 10,950.0 $237K 0.08% NEW $21.64 -5.9%
122 QBTS D-WAVE QUANTUM INC COM Technology 9,566.0 $236K 0.08% NEW $24.71 -22.3%
123 NPFD NUVEEN VRIABL RAT PFD & INM FD COM Financial Services 11,767.0 $235K 0.08% NEW $19.96 -5.2%
124 T AT&T Communication Services 8,312.0 $235K 0.08% NEW $28.24 -14.8%
125 BTI BRITISH AMERN TOB PLC SPONSORED ADR Consumer Defensive 4,420.0 $235K 0.08% NEW $53.08 +25.2%
126 ED CONSOLIDATED EDISON INC COM Utilities 2,311.0 $232K 0.08% NEW $100.52 +5.9%
127 BGB BLACKSTONE STRATEGIC CRED 2027 COM SHS BEN IN Financial Services 19,075.0 $232K 0.08% NEW $12.17 -6.4%
128 IJR ISHARES CORE S&P SMALL CAP ETF 1,893.0 $225K 0.07% NEW $118.83 +13.0%
129 BANK AMERICA CORP 7.25CNV PFD L 170.0 $218K 0.07% NEW $1280.00
130 UBER UBER TECHNOLOGIES INC COM Technology 2,200.0 $216K 0.07% NEW $97.97 -23.9%
131 ARCC ARES CAPITAL CORP COM Financial Services 10,552.0 $215K 0.07% NEW $20.41 -8.1%
132 PFN PIMCO INCOME STRATEGY FD II COM Financial Services 27,800.0 $211K 0.07% NEW $7.59 -10.4%
133 NFLX Netflix Communication Services 173.0 $208K 0.07% NEW $1201.25 -92.7%
134 PM PHILIP MORRIS INTL INC COM Consumer Defensive 1,265.0 $205K 0.07% NEW $162.25 +16.2%
135 TLTW ISHARES 20 YEAR TREASURY BOND BUYWRITE STRATEGY ETF 8,775.0 $205K 0.07% NEW $23.38 -6.8%
136 HIO WESTERN ASSET HIGH INCOME OPPO COM Financial Services 50,985.0 $196K 0.06% NEW $3.84 -6.2%
137 PDT HANCOCK JOHN PREM DIVID FD COM SH BEN INT Financial Services 13,261.0 $177K 0.06% NEW $13.34 -4.6%
138 FSK FS KKR CAP CORP COM Financial Services 11,219.0 $167K 0.06% NEW $14.93 -27.3%
139 NRO NEUBERGER BERMAN REAL ESTATE S COM Financial Services 32,700.0 $106K 0.04% NEW $3.23 -9.0%
140 DNP DNP SELECT INCOME FD INC COM Financial Services 10,550.0 $106K 0.04% NEW $10.01 +6.8%
Page 7 of 8  ·  143 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 26.3%
Healthcare 19.4%
Financial Services 18.0%
Consumer Defensive 10.7%
Industrials 10.0%
Consumer Cyclical 6.6%
Communication Services 4.7%
Real Estate 2.2%
Energy 1.8%
Utilities 0.4%