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Portfolio (Quarterly) Guide ↗

Round Rock Advisors LLC

· CIK 0001846991
13F Portfolio $776M AUM 318 positions Filed Aug 12, 2026 EDGAR ↗ ← All Funds
Q2 2026 Q4 2025 · All 63 New 82 Added 118 Reduced 71 Exited
Page 2 of 5  ·  82 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
21 NEOG NEOGEN CORP Healthcare 242,211.0 $2.2M 0.28% +85K +54.3% $8.99 +28.7%
22 PSC PRINCIPAL EXCHANGE TRADED FD 26,946.0 $1.9M 0.24% +22K +468.6% $70.12 -0.4%
23 VOO VANGUARD INDEX FDS 2,698.0 $1.9M 0.24% +180.0 +7.2% $686.74 +2.7%
24 SHLS SHOALS TECHNOLOGIES GROUP IN Energy 185,927.0 $1.8M 0.24% +24K +14.6% $9.90 -22.4%
25 TRNS TRANSCAT INC Industrials 19,024.0 $1.8M 0.23% +4K +22.6% $92.77 -1.9%
26 WYFI WHITEFIBER INC Technology 45,386.0 $1.8M 0.23% +27K +146.6% $38.85 -30.3%
27 JPM JPMORGAN CHASE & CO Financial Services 5,271.0 $1.7M 0.22% +170.0 +3.3% $327.36 +11.0%
28 VTOL BRISTOW GROUP INC Energy 39,996.0 $1.7M 0.21% +8K +25.8% $41.32 +11.1%
29 CPSH CPS TECHNOLOGIES CORP Technology 283,951.0 $1.6M 0.20% +93K +48.4% $5.52 -23.7%
30 MYFW FIRST WESTN FINL INC Financial Services 47,431.0 $1.5M 0.20% +6K +15.5% $32.11 +0.2%
31 BLBD BLUE BIRD CORP Consumer Cyclical 18,606.0 $1.5M 0.19% +136.0 +0.7% $78.96 -22.2%
32 NBBK NB BANCORP INC Financial Services 66,530.0 $1.4M 0.18% +15K +28.2% $21.13 +7.6%
33 PSMT PRICESMART INC Consumer Defensive 6,886.0 $1.3M 0.17% +38.0 +0.6% $195.34 -9.5%
34 MRK MERCK & CO INC Healthcare 9,901.0 $1.3M 0.16% +322.0 +3.4% $128.50 +5.2%
35 OCC OPTICAL CABLE CORP Technology 58,937.0 $1.2M 0.16% +28K +88.5% $20.97 -22.7%
36 KO COCA COLA CO Consumer Defensive 15,190.0 $1.2M 0.16% +4K +35.4% $81.27 +9.3%
37 CODA CODA OCTOPUS GROUP INC Industrials 117,366.0 $1.1M 0.15% +67K +134.6% $9.77 +3.6%
38 IWY ISHARES TR 3,807.0 $1.1M 0.14% +80.0 +2.1% $290.62 -1.2%
39 AMSC AMERICAN SUPERCONDUCTOR CORP Industrials 26,431.0 $1.1M 0.14% +16K +146.8% $41.51 -25.3%
40 GRBK GREEN BRICK PARTNERS INC Consumer Cyclical 13,692.0 $1.1M 0.14% +76.0 +0.6% $80.04 -13.4%
Page 2 of 5  ·  82 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Financial Services 30.1%
Technology 24.1%
Healthcare 10.2%
Industrials 9.7%
Consumer Cyclical 7.1%
Communication Services 6.9%
Energy 6.1%
Basic Materials 2.6%
Consumer Defensive 2.0%
Utilities 0.7%