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Portfolio (Quarterly) Guide ↗

Round Rock Advisors LLC

· CIK 0001846991
13F Portfolio $776M AUM 318 positions Filed Aug 12, 2026 EDGAR ↗ ← All Funds
Q2 2026 Q4 2025 · All 63 New 82 Added 118 Reduced 71 Exited
Page 4 of 4  ·  71 positions
# Ticker Company Sector Shares Value ↓ % Port Status
61 NVS NOVARTIS AG Healthcare 1,750 $241K 0.04% SOLD
62 MSGE SPHERE ENTERTAINMENT CO Communication Services 2,455 $233K 0.04% SOLD
63 ONEQ FIDELITY COMWLTH TR 2,550 $233K 0.04% SOLD
64 QCOM QUALCOMM INC Technology 1,347 $230K 0.04% SOLD
65 APP APPLOVIN CORP Technology 341 $230K 0.04% SOLD
66 APEI AMERICAN PUB ED INC Consumer Defensive 5,842 $221K 0.03% SOLD
67 PRIM PRIMORIS SVCS CORP Industrials 1,724 $214K 0.03% SOLD
68 NEWT NEWTEKONE INC Financial Services 13,000 $148K 0.02% SOLD
69 UPLD UPLAND SOFTWARE INC Technology 90,331 $129K 0.02% SOLD
70 TIC TIC SOLUTIONS INC Industrials 10,934 $111K 0.02% SOLD
71 TEI TEMPLETON EMERGING MKTS INCO Financial Services 15,678 $101K 0.01% SOLD
Page 4 of 4  ·  71 positions
Sector Allocation
Financial Services 30.1%
Technology 24.1%
Healthcare 10.2%
Industrials 9.7%
Consumer Cyclical 7.1%
Communication Services 6.9%
Energy 6.1%
Basic Materials 2.6%
Consumer Defensive 2.0%
Utilities 0.7%