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Portfolio (Quarterly) Guide ↗

Round Rock Advisors LLC

· CIK 0001846991
13F Portfolio $776M AUM 318 positions Filed Aug 12, 2026 EDGAR ↗ ← All Funds
Q2 2026 Q4 2025 · All 63 New 82 Added 118 Reduced 71 Exited
Page 2 of 4  ·  63 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
21 ABCB AMERIS BANCORP Financial Services 6,688.0 $604K 0.08% NEW $90.26 -2.3%
22 GHM GRAHAM CORP Industrials 4,778.0 $591K 0.08% NEW $123.79 -9.9%
23 RES RPC INC Energy 100,088.0 $584K 0.07% NEW $5.83 +8.8%
24 EVLV EVOLV TECHNOLOGIES HLDNGS IN Industrials 99,236.0 $576K 0.07% NEW $5.80 -4.6%
25 XRAY DENTSPLY SIRONA INC Healthcare 53,922.0 $572K 0.07% NEW $10.61 +5.1%
26 CAT CATERPILLAR INC Industrials 515.0 $548K 0.07% NEW $1064.90 -21.2%
27 ASML ASML HLDG NV Technology 265.0 $527K 0.07% NEW $1989.44 -9.9%
28 FENC FENNEC PHARMACEUTICALS INC Healthcare 48,683.0 $523K 0.07% NEW $10.75 +10.3%
29 IGV ISHARES TR 5,646.0 $512K 0.07% NEW $90.60 +13.2%
30 LPTH LIGHTPATH TECHNOLOGIES INC Technology 30,691.0 $502K 0.07% NEW $16.35 -12.2%
31 TUSK MAMMOTH ENERGY SVCS INC Industrials 152,841.0 $497K 0.06% NEW $3.25 -0.6%
32 LSTR LANDSTAR SYS INC Industrials 2,374.0 $491K 0.06% NEW $206.81 -8.5%
33 NEO NEOGENOMICS INC Healthcare 31,457.0 $459K 0.06% NEW $14.59 +8.4%
34 CHCI COMSTOCK HLDG COS INC Real Estate 25,312.0 $405K 0.05% NEW $15.99 +16.9%
35 LPX LOUISIANA PAC CORP Basic Materials 5,118.0 $403K 0.05% NEW $78.66 -9.7%
36 BW BABCOCK & WILCOX ENTERPRISES Industrials 28,382.0 $400K 0.05% NEW $14.10 -35.5%
37 TATT TAT TECHNOLOGIES LTD Industrials 7,862.0 $379K 0.05% NEW $48.23 -17.1%
38 AMGN AMGEN INC Healthcare 1,003.0 $363K 0.05% NEW $362.12 +17.6%
39 KVHI KVH INDS INC Technology 36,376.0 $360K 0.05% NEW $9.91 -22.6%
40 KLXE KLX ENERGY SERVICES HOLDINGS Energy 139,614.0 $360K 0.05% NEW $2.58 -39.1%
Page 2 of 4  ·  63 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Financial Services 30.1%
Technology 24.1%
Healthcare 10.2%
Industrials 9.7%
Consumer Cyclical 7.1%
Communication Services 6.9%
Energy 6.1%
Basic Materials 2.6%
Consumer Defensive 2.0%
Utilities 0.7%