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Portfolio (Quarterly) Guide ↗

Round Rock Advisors LLC

· CIK 0001846991
13F Portfolio $776M AUM 318 positions Filed Aug 12, 2026 EDGAR ↗ ← All Funds
Q2 2026 Q4 2025 · All 63 New 82 Added 118 Reduced 71 Exited
Page 3 of 4  ·  63 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
41 TCBK TRICO BANCSHARES Financial Services 6,685.0 $360K 0.05% NEW $53.85 +5.2%
42 PIPR PIPER SANDLER COMPANIES Financial Services 4,894.0 $354K 0.05% NEW $72.34 +3.1%
43 HWKN HAWKINS INC Basic Materials 2,366.0 $336K 0.04% NEW $142.10 -10.6%
44 OPLN OPENLANE INC Consumer Cyclical 7,640.0 $315K 0.04% NEW $41.24 -16.9%
45 INDV INDIVIOR PHARMACEUTICALS INC Healthcare 7,637.0 $313K 0.04% NEW $41.03 -3.4%
46 ATRO ASTRONICS CORP Industrials 3,805.0 $309K 0.04% NEW $81.26 +7.1%
47 GEV GE VERNOVA INC Utilities 253.0 $297K 0.04% NEW $1174.86 -13.1%
48 ESE ESCO TECHNOLOGIES INC Technology 804.0 $281K 0.04% NEW $350.04 -14.4%
49 TGTX TG THERAPEUTICS INC Healthcare 4,964.0 $273K 0.04% NEW $54.94 -9.6%
50 RUSHA RUSH ENTERPRISES INC Consumer Cyclical 3,724.0 $272K 0.04% NEW $72.99 +9.6%
51 WT WISDOMTREE INC Financial Services 15,062.0 $255K 0.03% NEW $16.94 +35.5%
52 BBBY BED BATH & BEYOND INC Consumer Cyclical 43,053.0 $249K 0.03% NEW $5.79 -24.9%
53 AIS TIDAL TRUST III 2,773.0 $237K 0.03% NEW $85.31 -18.2%
54 SAIA SAIA INC Industrials 561.0 $236K 0.03% NEW $421.16 -11.0%
55 SPSM SPDR SERIES TRUST 4,085.0 $236K 0.03% NEW $57.67 +0.0%
56 SNDR SCHNEIDER NATIONAL INC Industrials 6,401.0 $234K 0.03% NEW $36.53 -2.4%
57 SCHM SCHWAB STRATEGIC TR 6,062.0 $224K 0.03% NEW $36.87 -1.8%
58 IYW ISHARES TR 883.0 $223K 0.03% NEW $252.23 -1.2%
59 CSCO CISCO SYS INC Technology 1,827.0 $215K 0.03% NEW $117.46 -5.5%
60 LLY ELI LILLY & CO Healthcare 177.0 $212K 0.03% NEW $1198.72 +2.0%
Page 3 of 4  ·  63 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Financial Services 30.1%
Technology 24.1%
Healthcare 10.2%
Industrials 9.7%
Consumer Cyclical 7.1%
Communication Services 6.9%
Energy 6.1%
Basic Materials 2.6%
Consumer Defensive 2.0%
Utilities 0.7%