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Portfolio (Quarterly) Guide ↗

Round Rock Advisors LLC

· CIK 0001846991
13F Portfolio $631M AUM Filed Nov 14, 2025 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 327 New
Page 9 of 17  ·  327 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
161 ESE ESCO TECHNOLOGIES INC Technology 2,592.0 $547K 0.09% NEW $211.11 +37.6%
162 CLMB CLIMB GLOBAL SOLUTIONS INC Technology 4,060.0 $533K 0.08% NEW $131.19 -84.7%
163 VZ VERIZON COMMUNICATIONS INC Communication Services 12,063.0 $530K 0.08% NEW $43.95 +6.4%
164 ITA ISHARES TR 2,500.0 $523K 0.08% NEW $209.26 +4.7%
165 BC BRUNSWICK CORP Consumer Cyclical 8,254.0 $522K 0.08% NEW $63.24 +21.4%
166 CGXU CAPITAL GROUP INTL FOCUS EQT 17,543.0 $520K 0.08% NEW $29.62 +10.1%
167 TNL TRAVEL PLUS LEISURE CO Consumer Cyclical 8,729.0 $519K 0.08% NEW $59.49 +5.9%
168 PLTR PALANTIR TECHNOLOGIES INC Technology 2,837.0 $518K 0.08% NEW $182.42 -26.7%
169 WPC WP CAREY INC Real Estate 7,634.0 $516K 0.08% NEW $67.57 +9.4%
170 GDX VANECK ETF TRUST 6,693.0 $511K 0.08% NEW $76.40 +14.1%
171 NEU NEWMARKET CORP Basic Materials 612.0 $507K 0.08% NEW $828.21 -15.9%
172 HROW HARROW INC Healthcare 10,385.0 $500K 0.08% NEW $48.18 -35.2%
173 HALO HALOZYME THERAPEUTICS INC Healthcare 6,809.0 $499K 0.08% NEW $73.34 -7.7%
174 ALKS ALKERMES PLC Healthcare 16,590.0 $498K 0.08% NEW $30.00 +24.8%
175 CPRX CATALYST PHARMACEUTICALS INC Healthcare 25,110.0 $497K 0.08% NEW $19.79 +57.8%
176 AAON AAON INC Industrials 5,258.0 $491K 0.08% NEW $93.44 +42.4%
177 DES WISDOMTREE TR 14,531.0 $489K 0.08% NEW $33.68 +12.9%
178 SCHX SCHWAB STRATEGIC TR 18,572.0 $489K 0.08% NEW $26.34 +9.8%
179 VBR VANGUARD INDEX FDS 2,334.0 $487K 0.08% NEW $208.71 +9.5%
180 PNR PENTAIR PLC Industrials 4,300.0 $476K 0.07% NEW $110.76 -34.2%
Page 9 of 17  ·  327 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Financial Services 30.5%
Technology 24.2%
Industrials 9.9%
Healthcare 8.8%
Consumer Cyclical 8.3%
Communication Services 6.7%
Energy 4.9%
Basic Materials 3.6%
Consumer Defensive 2.4%
Utilities 0.6%