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Portfolio (Quarterly) Guide ↗

Round Rock Advisors LLC

· CIK 0001846991
13F Portfolio $776M AUM 318 positions Filed Aug 12, 2026 EDGAR ↗ ← All Funds
Q2 2026 Q4 2025 · All 63 New 82 Added 118 Reduced 71 Exited
Page 5 of 6  ·  118 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
81 DES WISDOMTREE TR 13,724.0 $558K 0.07% -650.0 -4.5% $40.68 +1.1%
82 GDX VANECK ETF TRUST 7,227.0 $545K 0.07% -2K -18.4% $75.45 +17.9%
83 VBR VANGUARD INDEX FDS 2,199.0 $534K 0.07% -135.0 -5.8% $242.99 +1.8%
84 AAON AAON INC Industrials 4,204.0 $533K 0.07% -1K -20.1% $126.88 -35.3%
85 AEIS ADVANCED ENERGY INDS Industrials 1,426.0 $532K 0.07% -1K -49.9% $372.87 -15.7%
86 ARRY ARRAY TECHNOLOGIES INC Energy 71,605.0 $531K 0.07% -62K -46.4% $7.41 -35.2%
87 AVGO BROADCOM INC Technology 1,310.0 $495K 0.06% -499.0 -27.6% $377.75 +0.6%
88 WPC WP CAREY INC Real Estate 6,434.0 $460K 0.06% -1K -15.7% $71.50 -0.6%
89 ENPH ENPHASE ENERGY INC Energy 9,245.0 $455K 0.06% -5K -35.5% $49.24 -23.7%
90 PFE PFIZER INC Healthcare 18,270.0 $440K 0.06% -13K -42.5% $24.08 +13.2%
91 SHOP SHOPIFY INC Technology 3,780.0 $432K 0.06% -100.0 -2.6% $114.18 +28.4%
92 VHT VANGUARD WORLD FD 1,436.0 $429K 0.06% -80.0 -5.3% $299.01 +6.6%
93 KGS KODIAK GAS SVCS INC Energy 5,711.0 $429K 0.06% -2K -26.6% $75.13 -16.3%
94 TSLA TESLA INC Consumer Cyclical 1,018.0 $428K 0.06% -617.0 -37.7% $420.62 -19.9%
95 GSIE GOLDMAN SACHS ETF TR 8,790.0 $402K 0.05% -98.0 -1.1% $45.70 +4.5%
96 SDY SPDR SERIES TRUST 2,607.0 $397K 0.05% -201.0 -7.2% $152.20 +3.6%
97 IGA VOYA GLBL ADV & PREM OPP FD Financial Services 39,211.0 $388K 0.05% -8K -16.9% $9.90 +5.3%
98 EMNT PIMCO ETF TR 3,763.0 $372K 0.05% -40.0 -1.1% $98.94 -0.0%
99 XERS XERIS BIOPHARMA HOLDINGS INC Healthcare 46,102.0 $365K 0.05% -51K -52.4% $7.92 +11.7%
100 CECO CECO ENVIRONMENTAL CORP Industrials 3,921.0 $356K 0.05% -7K -64.2% $90.74 -15.6%
Page 5 of 6  ·  118 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Financial Services 30.1%
Technology 24.1%
Healthcare 10.2%
Industrials 9.7%
Consumer Cyclical 7.1%
Communication Services 6.9%
Energy 6.1%
Basic Materials 2.6%
Consumer Defensive 2.0%
Utilities 0.7%