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Portfolio (Quarterly) Guide ↗

Round Rock Advisors LLC

· CIK 0001846991
13F Portfolio $776M AUM 318 positions Filed Aug 12, 2026 EDGAR ↗ ← All Funds
Q2 2026 Q4 2025 · All 63 New 82 Added 118 Reduced 71 Exited
Page 6 of 6  ·  118 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
101 XBI SPDR SERIES TRUST 2,219.0 $351K 0.04% -60.0 -2.6% $158.25 +1.2%
102 CMCSA COMCAST CORP NEW Communication Services 14,120.0 $347K 0.04% -5K -27.8% $24.55 +6.7%
103 ATMU ATMUS FILTRATION TECHNOLOGIE Industrials 6,789.0 $346K 0.04% -7K -49.6% $50.99 -2.2%
104 SMDV PROSHARES TR 4,207.0 $324K 0.04% -37.0 -0.9% $77.03 +0.8%
105 ESGV VANGUARD WORLD FD 2,345.0 $310K 0.04% -100.0 -4.1% $132.24 +2.5%
106 GLD SPDR GOLD TR Financial Services 821.0 $302K 0.04% -76.0 -8.5% $368.38 +8.2%
107 ESGD ISHARES TR 2,895.0 $298K 0.04% -22.0 -0.8% $102.81 +3.4%
108 BAC BANK OF AMER CORP Financial Services 5,149.0 $293K 0.04% -2K -29.5% $56.98 +12.7%
109 DIS DISNEY WALT CO Communication Services 2,923.0 $281K 0.04% -2K -41.3% $96.25 +8.0%
110 COST COSTCO WHOLESALE CORPORATION Consumer Defensive 297.0 $278K 0.04% -41.0 -12.1% $936.52 +2.7%
111 SPMD SPDR SERIES TRUST 4,025.0 $272K 0.04% -120.0 -2.9% $67.56 +0.2%
112 VOE VANGUARD INDEX FDS 1,359.0 $269K 0.04% -134.0 -9.0% $197.60 +5.7%
113 MHO M/I HOMES INC Consumer Cyclical 1,578.0 $254K 0.03% -276.0 -14.9% $160.79 -7.6%
114 BA BOEING CO Industrials 1,170.0 $253K 0.03% -66.0 -5.3% $216.47 +3.0%
115 VTEB VANGUARD MUN BD FDS 4,416.0 $223K 0.03% -2K -31.3% $50.58 -2.1%
116 XLE SELECT SECTOR SPDR TR 3,980.0 $211K 0.03% -51K -92.7% $53.11 +19.9%
117 XLF SELECT SECTOR SPDR TR 3,782.0 $203K 0.03% -824.0 -17.9% $53.61 +7.9%
118 PCT PURECYCLE TECHNOLOGIES INC Industrials 20,000.0 $162K 0.02% -8K -29.1% $8.11 -15.2%
Page 6 of 6  ·  118 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Financial Services 30.1%
Technology 24.1%
Healthcare 10.2%
Industrials 9.7%
Consumer Cyclical 7.1%
Communication Services 6.9%
Energy 6.1%
Basic Materials 2.6%
Consumer Defensive 2.0%
Utilities 0.7%