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Portfolio (Quarterly) Guide ↗

Round Rock Advisors LLC

· CIK 0001846991
13F Portfolio $664.8B AUM 326 positions Filed Apr 7, 2026 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 44 New 125 Added 56 Reduced 45 Exited
Page 16 of 17  ·  326 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
301 SILJ AMPLIFY ETF TR 8,865.0 $245K 0.04% NEW $27.67 +9.4%
302 CTVA CORTEVA INC Basic Materials 3,633.0 $244K 0.04% $67.03 +22.0%
303 PCT PURECYCLE TECHNOLOGIES INC Industrials 28,202.0 $242K 0.04% +2K +7.5% $8.59 +45.8%
304 PIPER SANDLER COMPANIES 711.0 $242K 0.04% NEW $339.71
305 NVS NOVARTIS AG Healthcare 1,750.0 $241K 0.04% $137.87 +8.2%
306 SPMD SPDR SERIES TRUST 4,145.0 $240K 0.04% +120.0 +3.0% $57.91 +9.4%
307 SCHB SCHWAB STRATEGIC TR 9,134.0 $240K 0.04% $26.23 +8.2%
308 MHO M/I HOMES INC Consumer Cyclical 1,854.0 $237K 0.04% $127.95 -2.9%
309 IYH ISHARES TR 3,641.0 $237K 0.04% $65.11 -6.7%
310 MSGE SPHERE ENTERTAINMENT CO Communication Services 2,455.0 $233K 0.04% NEW $95.08 -28.0%
311 ONEQ FIDELITY COMWLTH TR 2,550.0 $233K 0.04% -5K -64.8% $91.40 +13.1%
312 QCOM QUALCOMM INC Technology 1,347.0 $230K 0.04% +13.0 +1.0% $171.05 +21.9%
313 APP APPLOVIN CORP Technology 341.0 $230K 0.04% -10.0 -2.9% $673.82 -25.8%
314 SMTC SEMTECH CORP Technology 3,036.0 $224K 0.03% $73.69 +89.8%
315 APEI AMERICAN PUB ED INC Consumer Defensive 5,842.0 $221K 0.03% NEW $37.80 +44.5%
316 PRIM PRIMORIS SVCS CORP Industrials 1,724.0 $214K 0.03% +234.0 +15.7% $124.14 -12.1%
317 CARR CARRIER GLOBAL CORPORATION Industrials 4,013.0 $212K 0.03% $52.84 +22.0%
318 IGD VOYA GLBL EQTY DIV & PREM OP Financial Services 36,252.0 $207K 0.03% $5.72 +5.3%
319 BOND PIMCO ETF TR 2,223.0 $207K 0.03% $93.08 -2.1%
320 SOXX ISHARES TR 681.0 $205K 0.03% -84.0 -11.0% $301.15 +70.1%
Page 16 of 17  ·  326 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Financial Services 29.9%
Technology 23.5%
Healthcare 10.9%
Industrials 8.9%
Communication Services 7.3%
Consumer Cyclical 7.3%
Energy 5.9%
Basic Materials 3.4%
Consumer Defensive 2.0%
Utilities 0.6%