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Portfolio (Quarterly) Guide ↗

Round Rock Advisors LLC

· CIK 0001846991
13F Portfolio $776M AUM 318 positions Filed Aug 12, 2026 EDGAR ↗ ← All Funds
Q2 2026 Q4 2025 · All 63 New 82 Added 118 Reduced 71 Exited
Page 6 of 16  ·  318 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
101 DCO DUCOMMUN INC DEL Industrials 6,542.0 $1.2M 0.16% NEW $185.21 +8.1%
102 LBRT LIBERTY ENERGY INC Energy 45,279.0 $1.2M 0.15% -59K -56.5% $26.19 -23.1%
103 AEE AMEREN CORP Utilities 10,166.0 $1.1M 0.15% $113.04 -3.3%
104 CODA CODA OCTOPUS GROUP INC Industrials 117,366.0 $1.1M 0.15% +67K +134.6% $9.77 +3.3%
105 LIND LINDBLAD EXPEDITIONS HLDGS I Consumer Cyclical 39,749.0 $1.1M 0.14% NEW $28.24 +12.7%
106 IWY ISHARES TR 3,807.0 $1.1M 0.14% +80.0 +2.1% $290.62 -1.5%
107 JEPQ J P MORGAN EXCHANGE TRADED F 17,915.0 $1.1M 0.14% -1K -7.5% $61.46 -2.6%
108 AMSC AMERICAN SUPERCONDUCTOR CORP Industrials 26,431.0 $1.1M 0.14% +16K +146.8% $41.51 -24.9%
109 GRBK GREEN BRICK PARTNERS INC Consumer Cyclical 13,692.0 $1.1M 0.14% +76.0 +0.6% $80.04 -10.9%
110 GE GE AEROSPACE Industrials 2,893.0 $1.1M 0.14% $373.79 -4.7%
111 VTV VANGUARD INDEX FDS 4,939.0 $1.1M 0.14% -686.0 -12.2% $217.92 +4.1%
112 ICSH ISHARES TR 21,100.0 $1.1M 0.14% +686.0 +3.4% $50.58 -0.1%
113 REX REX AMERICAN RES CORP Basic Materials 23,197.0 $1.0M 0.14% -10K -30.3% $45.15 -2.8%
114 PBYI PUMA BIOTECHNOLOGY INC Healthcare 128,912.0 $1.0M 0.14% +24K +22.7% $8.11 +17.0%
115 CERS CERUS CORP Healthcare 355,962.0 $1.0M 0.13% +91K +34.5% $2.92 -2.4%
116 EFAV ISHARES TR 11,729.0 $1.0M 0.13% -1K -9.4% $87.71 +7.2%
117 AEM AGNICO EAGLE MINES LTD Basic Materials 6,614.0 $1.0M 0.13% -2K -24.8% $155.13 +33.9%
118 LMAT LEMAITRE VASCULAR INC Healthcare 10,646.0 $1.0M 0.13% +54.0 +0.5% $95.96 -12.6%
119 CPRX CATALYST PHARMACEUTICALS INC Healthcare 32,438.0 $1.0M 0.13% $31.43 +0.2%
120 META META PLATFORMS INC Communication Services 1,783.0 $1.0M 0.13% -312.0 -14.9% $563.29 -3.1%
Page 6 of 16  ·  318 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Financial Services 30.1%
Technology 24.1%
Healthcare 10.2%
Industrials 9.7%
Consumer Cyclical 7.1%
Communication Services 6.9%
Energy 6.1%
Basic Materials 2.6%
Consumer Defensive 2.0%
Utilities 0.7%