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Portfolio (Quarterly) Guide ↗

Knott David M Jr

· CIK 0001892770
13F Portfolio $168M AUM 88 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 10 New 17 Added 13 Reduced 12 Exited
Page 1 of 5  ·  85 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
1 GOOG Alphabet Inc-Cl C Communication Services 91,420.0 $26.2M 15.61% $286.90 +34.0%
2 APOS Apollo Global Management, Inc. Financial Services 225,000.0 $25.1M 14.92% $111.42 -76.5%
3 SNDX Syndax Pharmaceutical, Inc. Healthcare 422,000.0 $9.9M 5.87% +7K +1.7% $23.36 -14.7%
4 BBIO Bridgebio Pharma, Inc. Healthcare 90,000.0 $6.7M 3.98% +5K +5.9% $74.26 -8.8%
5 PTGX Protagonist Therapeutics, Inc Healthcare 63,000.0 $6.6M 3.95% -10K -13.7% $105.40 -4.9%
6 XERS Xeris Biopharma Holdings, Inc. Healthcare 1,060,000.0 $6.1M 3.66% +90K +9.3% $5.80 +7.7%
7 JPM JPMorgan Chase & Co. Financial Services 19,477.0 $5.7M 3.41% $294.16 +4.0%
8 IOVA Iovance Biotherapeutics, Inc. Healthcare 1,600,000.0 $5.6M 3.34% NEW $3.51 +15.6%
9 LPL Financial Holdings Inc. 16,500.0 $5.0M 2.95% NEW $300.83
10 JAAA Janus Henderson AAA CLO ETF 93,528.0 $4.7M 2.80% $50.37 +0.7%
11 ALKS Alkermes PLC Healthcare 120,000.0 $4.2M 2.52% +25K +26.3% $35.36 +5.8%
12 TVTX Travere Therapeutics, Inc. Healthcare 140,633.0 $4.2M 2.49% -45K -24.4% $29.71 +50.3%
13 COGT Cogent Biosciences Inc. Healthcare 104,000.0 $4.0M 2.38% +2K +2.0% $38.49 -11.9%
14 VRDN Viridian Therapeutics, Inc. Healthcare 181,000.0 $3.5M 2.11% +36K +24.8% $19.56 -12.3%
15 AGIO Agios Pharmaceutical, Inc. Healthcare 93,058.0 $3.1M 1.87% +75K +417.0% $33.83 -16.0%
16 RLMD Relmada Therapeutics, Inc. Healthcare 439,300.0 $3.1M 1.82% NEW $6.96 +2.0%
17 TGTX TG Therapeutics, Inc. Healthcare 90,001.0 $3.0M 1.78% +45K +100.0% $33.22 +20.5%
18 CPRX Catalyst Pharmaceuticals, Inc. Healthcare 120,000.0 $3.0M 1.77% -69K -36.5% $24.76 +26.6%
19 ACLX Arcellx Inc Healthcare 19,433.0 $2.2M 1.33% -6K -24.4% $114.82 +0.2%
20 XBI SPDR S&P Biotech ETF 15,000.0 $1.9M 1.14% +2K +15.4% $127.74 +4.3%
Page 1 of 5  ·  85 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Healthcare 58.3%
Financial Services 21.5%
Communication Services 17.3%
Technology 1.5%
Energy 0.6%
Consumer Defensive 0.3%
Basic Materials 0.2%
Real Estate 0.2%
Consumer Cyclical 0.1%
Industrials 0.1%