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Portfolio (Quarterly) Guide ↗

Knott David M Jr

· CIK 0001892770
13F Portfolio $168M AUM 88 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 10 New 17 Added 13 Reduced 12 Exited
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
1 IOVA Iovance Biotherapeutics, Inc. Healthcare 1,600,000.0 $5.6M 3.34% NEW $3.51 +16.8%
2 LPL Financial Holdings Inc. 16,500.0 $5.0M 2.95% NEW $300.83
3 RLMD Relmada Therapeutics, Inc. Healthcare 439,300.0 $3.1M 1.82% NEW $6.96 +3.0%
4 ARDX Ardelyx, Inc. Healthcare 207,000.0 $1.2M 0.74% NEW $5.99 +4.3%
5 Verastem Inc. 104,000.0 $551K 0.33% NEW $5.30
6 Biohaven Pharmaceutical Holding Co. Ltd 60,720.0 $514K 0.31% NEW $8.46
7 CGEM Cullinan Therapeutics, Inc. Healthcare 24,200.0 $344K 0.20% NEW $14.21 +8.8%
8 Rain Enhancement Technologies Holdco Inc 101,686.0 $258K 0.15% NEW $2.54
9 Brightstar Lottery PLC 2,500.0 $32K 0.02% NEW $12.74
10 FS KKR Capital Corp. 2,875.0 $29K 0.02% NEW $10.18

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Healthcare 58.3%
Financial Services 21.5%
Communication Services 17.3%
Technology 1.5%
Energy 0.6%
Consumer Defensive 0.3%
Basic Materials 0.2%
Real Estate 0.2%
Consumer Cyclical 0.1%
Industrials 0.1%