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Portfolio (Quarterly) Guide ↗

THEORY FINANCIAL LLC

· CIK 0001899158
13F Portfolio $297M AUM 101 positions Filed Feb 10, 2026 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 12 New 39 Added 35 Reduced 1 Exited
Page 2 of 2  ·  35 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
21 SPTS SPDR SERIES TRUST 43,036.0 $1.3M 0.42% -94K -68.6% $29.28 -0.9%
22 SUSC ISHARES TR 43,488.0 $1.0M 0.34% -300.0 -0.7% $23.51 -2.2%
23 ESGU ISHARES TR 5,271.0 $797K 0.27% -235.0 -4.3% $151.13 +7.1%
24 TLH ISHARES TR 7,453.0 $764K 0.26% -3K -25.9% $102.45 -4.0%
25 AMZN AMAZON COM INC Consumer Cyclical 2,218.0 $529K 0.18% -50.0 -2.2% $238.42 +12.6%
26 AAPL APPLE INC Technology 1,978.0 $505K 0.17% -45.0 -2.2% $255.41 +19.4%
27 CVX CHEVRON CORP NEW Energy 2,403.0 $403K 0.14% -82.0 -3.3% $167.50 +14.0%
28 XLP SELECT SECTOR SPDR TR 4,505.0 $373K 0.13% -39K -89.8% $82.78 +2.3%
29 QUS SPDR SERIES TRUST 1,899.0 $338K 0.11% -10K -84.0% $177.82 +4.0%
30 EFG ISHARES TR 2,720.0 $327K 0.11% -130.0 -4.6% $120.13 +1.1%
31 IVLU ISHARES TR 8,051.0 $323K 0.11% -82.0 -1.0% $40.07 +6.6%
32 AVGO BROADCOM INC Technology 854.0 $277K 0.09% -24.0 -2.7% $324.85 +27.6%
33 LLY ELI LILLY & CO Healthcare 247.0 $262K 0.09% -8.0 -3.1% $1062.75 -2.0%
34 EXACT SCIENCES CORP 2,498.0 $256K 0.09% -3K -50.1% $102.51
35 GOOG ALPHABET INC Communication Services 627.0 $209K 0.07% -180.0 -22.3% $333.59 +15.0%
Page 2 of 2  ·  35 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Financial Services 69.1%
Healthcare 8.5%
Technology 8.0%
Communication Services 6.4%
Energy 4.9%
Consumer Cyclical 3.1%