Portfolio (Quarterly) Guide ↗

Smallwood Wealth Investment Management, LLC

· CIK 0001921304

13F Portfolio $191M AUM 521 positions Filed Jan 23, 2026 EDGAR ↗ ← All Funds

Q2 2026 Q4 2025 · All 33 New 79 Added 82 Reduced

Page 3 of 4 · 79 positions

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#	Ticker	Company	Sector	Shares	Value ↓	% Port	Chg Shares	Chg %	Period Price ①	Since Period ①
41	RCS	PIMCO STRATEGIC INCOME FD	Financial Services	2,283.0	$13K	0.01%	+38.0	+1.7%	$5.57	-7.0%
42	GXC	SPDR INDEX SHS FDS	—	119.0	$12K	0.01%	+1.0	+0.8%	$97.58	-6.7%
43	FEZ	SPDR INDEX SHS FDS	—	175.0	$11K	0.01%	+1.0	+0.6%	$64.65	+9.3%
44	MLPX	GLOBAL X FDS	—	178.0	$11K	0.01%	+2.0	+1.1%	$60.60	+24.8%
45	—	NUVEEN DOW 30 DYNMC OVERWRT	—	693.0	$11K	0.01%	+21.0	+3.1%	$15.27	—
46	ITB	ISHARES TR	—	106.0	$10K	0.01%	+1.0	+0.9%	$96.39	-2.6%
47	XLE	SELECT SECTOR SPDR TR	—	222.0	$10K	0.01%	+111.0	+100.0%	$44.71	+43.3%
48	SPXX	NUVEEN S&P 500 DYNAMIC OVERW	Financial Services	542.0	$10K	0.01%	+20.0	+3.8%	$18.07	+5.6%
49	WDC	WESTERN DIGITAL CORP	Technology	55.0	$9K	0.01%	+19.0	+52.8%	$172.25	+171.4%
50	PANW	PALO ALTO NETWORKS INC	Technology	48.0	$9K	0.01%	+12.0	+33.3%	$184.19	+80.9%
51	JNK	SPDR SERIES TRUST	—	88.0	$9K	0.00%	+2.0	+2.3%	$97.67	-2.5%
52	HWM	HOWMET AEROSPACE INC	Industrials	34.0	$7K	0.00%	+10.0	+41.7%	$209.38	+23.8%
53	PH	PARKER-HANNIFIN CORP	Industrials	8.0	$7K	0.00%	+4.0	+100.0%	$878.88	+9.5%
54	VEA	VANGUARD TAX-MANAGED FDS	—	101.0	$6K	0.00%	+4.0	+4.1%	$62.47	+18.1%
55	KHC	KRAFT HEINZ CO	Consumer Defensive	229.0	$6K	0.00%	+2.0	+0.9%	$24.34	+2.1%
56	BSX	BOSTON SCIENTIFIC CORP	Healthcare	58.0	$6K	0.00%	+32.0	+123.1%	$95.34	-49.9%
57	APH	AMPHENOL CORP NEW	Technology	39.0	$5K	0.00%	+20.0	+105.3%	$135.13	-38.7%
58	ROST	ROSS STORES INC	Consumer Cyclical	26.0	$5K	0.00%	+14.0	+116.7%	$180.12	+28.1%
59	GS	GOLDMAN SACHS GROUP INC	Financial Services	5.0	$4K	0.00%	+3.0	+150.0%	$879.00	+18.2%
60	JCI	JOHNSON CTLS INTL PLC	Industrials	29.0	$3K	0.00%	+16.0	+123.1%	$119.72	+21.1%

Page 3 of 4 · 79 positions

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① Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation

Technology 38.3%

Financial Services 23.2%

Consumer Defensive 9.8%

Healthcare 6.6%

Communication Services 5.1%

Energy 4.2%

Consumer Cyclical 3.9%

Industrials 3.8%

Utilities 2.6%

Basic Materials 1.4%