Portfolio (Quarterly) Guide ↗

Smallwood Wealth Investment Management, LLC

· CIK 0001921304

13F Portfolio $229M AUM 529 positions Filed Jul 23, 2026 EDGAR ↗ ← All Funds

Q2 2026 Q4 2025 · All 59 New 68 Added 102 Reduced 42 Exited

Page 3 of 4 · 68 positions

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#	Ticker	Company	Sector	Shares	Value ↓	% Port	Chg Shares	Chg %	Period Price ①	Since Period ①
41	VGT	VANGUARD WORLD FD	—	459.0	$55K	0.02%	+406.0	+766.0%	$119.52	+1.5%
42	KTOS	KRATOS DEFENSE & SEC SOLUTIO	Industrials	1,000.0	$50K	0.02%	+100.0	+11.1%	$49.86	-4.1%
43	PSX	PHILLIPS 66	Energy	248.0	$42K	0.02%	+4.0	+1.6%	$169.12	+50.8%
44	VWO	VANGUARD INTL EQUITY INDEX F	—	599.0	$36K	0.02%	+21.0	+3.6%	$59.69	+2.9%
45	NOW	SERVICENOW INC	Technology	360.0	$36K	0.02%	+100.0	+38.5%	$99.28	+42.3%
46	HPI	HANCOCK JOHN PFD INCOME FD	Financial Services	2,113.0	$34K	0.01%	+74.0	+3.6%	$16.22	-3.2%
47	RGLD	ROYAL GOLD INC	Basic Materials	140.0	$28K	0.01%	+1.0	+0.7%	$199.86	+31.1%
48	NEE	NEXTERA ENERGY INC	Utilities	316.0	$28K	0.01%	+25.0	+8.6%	$87.77	-4.9%
49	VWOB	VANGUARD WHITEHALL FDS	—	379.0	$25K	0.01%	+5.0	+1.3%	$67.24	-2.3%
50	MGK	VANGUARD WORLD FD	—	250.0	$22K	0.01%	+200.0	+400.0%	$87.91	+2.6%
51	VO	VANGUARD INDEX FDS	—	260.0	$21K	0.01%	+195.0	+300.0%	$80.57	+2.1%
52	BTC	GRAYSCALE BITCOIN MINI TR ET	Financial Services	774.0	$20K	0.01%	+570.0	+279.4%	$25.95	+36.1%
53	OTTR	OTTER TAIL CORP	Utilities	198.0	$18K	0.01%	+2.0	+1.0%	$90.23	-0.5%
54	ET	ENERGY TRANSFER L P	Energy	863.0	$17K	0.01%	+20.0	+2.4%	$19.12	+12.4%
55	ADI	ANALOG DEVICES INC	Technology	41.0	$16K	0.01%	+1.0	+2.5%	$397.85	-8.9%
56	UPS	UNITED PARCEL SVCS INC	Industrials	139.0	$15K	0.01%	+100.0	+256.4%	$107.50	-4.8%
57	MLPX	GLOBAL X FDS	—	182.0	$13K	0.01%	+4.0	+2.2%	$73.74	+2.5%
58	RCS	PIMCO STRATEGIC INCOME FD	Financial Services	2,375.0	$13K	0.01%	+92.0	+4.0%	$5.45	-5.0%
59	FEZ	SPDR INDEX SHS FDS	—	178.0	$12K	0.01%	+3.0	+1.7%	$69.02	+2.4%
60	VEA	VANGUARD TAX-MANAGED FDS	—	158.0	$11K	0.01%	+57.0	+56.4%	$71.25	+3.5%

Page 3 of 4 · 68 positions

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① Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation

Technology 39.3%

Financial Services 21.0%

Consumer Defensive 10.0%

Healthcare 7.8%

Industrials 4.5%

Energy 4.3%

Communication Services 4.0%

Consumer Cyclical 3.6%

Utilities 2.9%

Basic Materials 1.5%