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Portfolio (Quarterly) Guide ↗

Smallwood Wealth Investment Management, LLC

· CIK 0001921304
13F Portfolio $196M AUM Filed Oct 17, 2025 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 530 New
Page 9 of 27  ·  530 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
161 KKR KKR & CO INC Financial Services 472.0 $61K 0.03% NEW $130.06 -27.8%
162 WTW WILLIS TOWERS WATSON PLC LTD Financial Services 177.0 $61K 0.03% NEW $345.45 -26.9%
163 IFF INTERNATIONAL FLAVORS&FRAGRA Basic Materials 987.0 $61K 0.03% NEW $61.54 +26.8%
164 NUVEEN S&P 500 BUY-WRITE INC 4,064.0 $59K 0.03% NEW $14.44
165 MDT MEDTRONIC PLC Healthcare 611.0 $58K 0.03% NEW $95.24 -20.8%
166 YUM YUM BRANDS INC Consumer Cyclical 382.0 $58K 0.03% NEW $152.08 -1.0%
167 VNQ VANGUARD INDEX FDS 630.0 $58K 0.03% NEW $91.42 +6.3%
168 SCHX SCHWAB STRATEGIC TR 2,180.0 $57K 0.03% NEW $26.34 +12.7%
169 PPG PPG INDS INC Basic Materials 527.0 $55K 0.03% NEW $105.14 +8.5%
170 MMM 3M CO Industrials 353.0 $55K 0.03% NEW $155.18 -2.2%
171 PMM PUTNAM MANAGED MUN INCOME TR Financial Services 9,000.0 $54K 0.03% NEW $6.04 +3.0%
172 MDY SPDR S&P MIDCAP 400 ETF TR Financial Services 90.0 $54K 0.03% NEW $596.02 +14.3%
173 ED CONSOLIDATED EDISON INC Utilities 532.0 $53K 0.03% NEW $100.54 +6.4%
174 HPI HANCOCK JOHN PFD INCOME FD Financial Services 3,020.0 $52K 0.03% NEW $17.35 -6.9%
175 RDVI FIRST TR EXCHANGE-TRADED FD 2,000.0 $52K 0.03% NEW $25.85 +6.3%
176 FNB F N B CORP Financial Services 3,135.0 $51K 0.03% NEW $16.11 +8.1%
177 EEM ISHARES TR 937.0 $50K 0.03% NEW $53.40 +28.6%
178 IJH ISHARES TR 750.0 $49K 0.03% NEW $65.26 +14.4%
179 XLF SELECT SECTOR SPDR TR 908.0 $49K 0.03% NEW $53.87 -5.1%
180 LRCX LAM RESEARCH CORP Technology 360.0 $48K 0.03% NEW $133.90 +140.8%
Page 9 of 27  ·  530 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 35.8%
Financial Services 23.2%
Consumer Defensive 9.8%
Communication Services 8.0%
Healthcare 5.8%
Consumer Cyclical 4.0%
Energy 4.0%
Industrials 3.7%
Utilities 3.1%
Basic Materials 1.3%