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Portfolio (Quarterly) Guide ↗

Smallwood Wealth Investment Management, LLC

· CIK 0001921304
13F Portfolio $191M AUM 521 positions Filed Jan 23, 2026 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 33 New 79 Added 82 Reduced 34 Exited
Page 17 of 27  ·  521 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
321 BCBP BCB BANCORP INC Financial Services 1,114.0 $9K 0.01% -1K -50.0% $8.07 +27.2%
322 SMDV PROSHARES TR 136.0 $9K 0.01% NEW $66.07 +10.2%
323 PANW PALO ALTO NETWORKS INC Technology 48.0 $9K 0.01% +12.0 +33.3% $184.19 +39.9%
324 JNK SPDR SERIES TRUST 88.0 $9K 0.00% +2.0 +2.3% $97.67 -1.0%
325 DTM DT MIDSTREAM INC Energy 71.0 $8K 0.00% $119.68 +20.5%
326 EMB ISHARES TR 85.0 $8K 0.00% $96.27 -0.1%
327 CRF CORNERSTONE TOTAL RETURN FD Financial Services 1,000.0 $8K 0.00% $8.01 -9.3%
328 BTC GRAYSCALE BITCOIN MINI TR ET Financial Services 204.0 $8K 0.00% $38.73 -16.2%
329 BGY BLACKROCK ENHANCED INTL DIV Financial Services 1,321.0 $8K 0.00% $5.88 -1.8%
330 SCZ ISHARES TR 96.0 $7K 0.00% $77.52 +11.3%
331 MLPA GLOBAL X FDS 153.0 $7K 0.00% $48.41 +11.3%
332 TDC TERADATA CORP DEL Technology 242.0 $7K 0.00% $30.44 +2.9%
333 HWM HOWMET AEROSPACE INC Industrials 34.0 $7K 0.00% +10.0 +41.7% $209.38 +24.3%
334 PH PARKER-HANNIFIN CORP Industrials 8.0 $7K 0.00% +4.0 +100.0% $878.88 -2.9%
335 AUPH AURINIA PHARMACEUTICALS INC Healthcare 440.0 $7K 0.00% $15.95 -4.0%
336 GEHC GE HEALTHCARE TECHNOLOGIES I Healthcare 85.0 $7K 0.00% $82.01 -23.1%
337 GAB GABELLI EQUITY TR INC Financial Services 1,125.0 $7K 0.00% $6.17 -8.8%
338 BUZZ VANECK ETF TRUST 212.0 $7K 0.00% $32.64 +22.5%
339 LIT GLOBAL X FDS 100.0 $6K 0.00% $64.86 +35.0%
340 VOD VODAFONE GROUP PLC NEW Communication Services 487.0 $6K 0.00% $13.21 +13.2%
Page 17 of 27  ·  521 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 36.6%
Financial Services 22.8%
Consumer Defensive 9.4%
Communication Services 8.4%
Healthcare 6.3%
Energy 4.1%
Consumer Cyclical 3.7%
Industrials 3.7%
Utilities 2.5%
Basic Materials 1.4%