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Portfolio (Quarterly) Guide ↗

Smallwood Wealth Investment Management, LLC

· CIK 0001921304
13F Portfolio $191M AUM 521 positions Filed Jan 23, 2026 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 33 New 79 Added 82 Reduced 34 Exited
Page 21 of 27  ·  521 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
401 PFF ISHARES TR 64.0 $2K 0.00% $30.95 +1.4%
402 ILMN ILLUMINA INC Healthcare 15.0 $2K 0.00% $131.13 +14.5%
403 SLYG SPDR SERIES TRUST 20.0 $2K 0.00% $94.15 +16.6%
404 OKLO OKLO INC Utilities 25.0 $2K 0.00% +5.0 +25.0% $71.76 -5.5%
405 NOK NOKIA CORP Technology 277.0 $2K 0.00% -4K -93.9% $6.47 +141.6%
406 ARMOUR RESIDENTIAL REIT INC 100.0 $2K 0.00% $17.69
407 KVUE KENVUE INC Consumer Defensive 100.0 $2K 0.00% $17.25 +2.6%
408 DAL DELTA AIR LINES INC DEL Industrials 24.0 $2K 0.00% $70.92 +15.3%
409 IBB ISHARES TR 10.0 $2K 0.00% $168.70 +0.7%
410 AEM AGNICO EAGLE MINES LTD Basic Materials 9.0 $2K 0.00% +5.0 +125.0% $169.44 +3.2%
411 SOLS SOLSTICE ADVANCED MATLS INC Basic Materials 27.0 $1K 0.00% NEW $48.56 +77.3%
412 QBTS D-WAVE QUANTUM INC Technology 50.0 $1K 0.00% -50.0 -50.0% $26.14 +5.1%
413 PINS PINTEREST INC Communication Services 50.0 $1K 0.00% $25.88 -22.6%
414 KD KYNDRYL HLDGS INC Technology 48.0 $1K 0.00% $26.54 -55.7%
415 NKE NIKE INC Consumer Cyclical 20.0 $1K 0.00% $63.70 -27.8%
416 MET METLIFE INC Financial Services 16.0 $1K 0.00% $78.94 +5.4%
417 MRNA MODERNA INC Healthcare 41.0 $1K 0.00% $29.49 +61.5%
418 ROKU ROKU INC Communication Services 11.0 $1K 0.00% $108.45 +21.6%
419 DKS DICKS SPORTING GOODS INC Consumer Cyclical 6.0 $1K 0.00% NEW $197.83 +10.8%
420 BSV VANGUARD BD INDEX FDS 15.0 $1K 0.00% $78.80 -1.0%
Page 21 of 27  ·  521 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 36.6%
Financial Services 22.8%
Consumer Defensive 9.4%
Communication Services 8.4%
Healthcare 6.3%
Energy 4.1%
Consumer Cyclical 3.7%
Industrials 3.7%
Utilities 2.5%
Basic Materials 1.4%