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Portfolio (Quarterly) Guide ↗

Smallwood Wealth Investment Management, LLC

· CIK 0001921304
13F Portfolio $191M AUM 521 positions Filed Jan 23, 2026 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 33 New 79 Added 82 Reduced 34 Exited
Page 3 of 27  ·  521 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
41 CAT CATERPILLAR INC Industrials 1,028.0 $589K 0.31% $573.09 +58.8%
42 MDLZ MONDELEZ INTL INC Consumer Defensive 10,641.0 $573K 0.30% $53.83 +15.6%
43 ABBV ABBVIE INC Healthcare 2,462.0 $563K 0.29% $228.49 -5.7%
44 ORCL ORACLE CORP Technology 2,610.0 $509K 0.27% $194.93 -2.1%
45 JNJ JOHNSON & JOHNSON Healthcare 2,403.0 $498K 0.26% -158.0 -6.2% $207.03 +11.7%
46 LQD ISHARES TR 4,453.0 $491K 0.26% -288.0 -6.1% $110.19 -1.1%
47 NJR NEW JERSEY RES CORP Utilities 10,615.0 $490K 0.26% $46.12 +23.1%
48 PEG PUBLIC SVC ENTERPRISE GRP IN Utilities 5,526.0 $444K 0.23% -4K -40.6% $80.30 -0.6%
49 PLTR PALANTIR TECHNOLOGIES INC Technology 2,471.0 $439K 0.23% $177.75 -25.5%
50 T AT&T INC Communication Services 17,138.0 $426K 0.22% -99.0 -0.6% $24.84 +0.2%
51 META META PLATFORMS INC Communication Services 644.0 $425K 0.22% +9.0 +1.4% $660.14 -3.8%
52 IWM ISHARES TR 1,695.0 $417K 0.22% $246.19 +17.9%
53 FSCO FS CREDIT OPPORTUNITIES CORP Financial Services 65,720.0 $414K 0.22% $6.30 -20.8%
54 JPIB J P MORGAN EXCHANGE TRADED F 8,131.0 $396K 0.21% +422.0 +5.5% $48.70 -1.1%
55 FBTC FIDELITY WISE ORIGIN BITCOIN Financial Services 5,046.0 $385K 0.20% -100.0 -1.9% $76.23 -14.4%
56 MS MORGAN STANLEY Financial Services 2,058.0 $366K 0.19% $177.61 +13.5%
57 BMY BRISTOL-MYERS SQUIBB CO Healthcare 6,574.0 $355K 0.19% $53.95 +6.6%
58 PEP PEPSICO INC Consumer Defensive 2,395.0 $344K 0.18% $143.57 +2.9%
59 MRK MERCK & CO INC Healthcare 3,232.0 $340K 0.18% -540.0 -14.3% $105.28 +14.2%
60 BIV VANGUARD BD INDEX FDS 4,331.0 $337K 0.18% -944.0 -17.9% $77.88 -1.6%
Page 3 of 27  ·  521 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 36.6%
Financial Services 22.8%
Consumer Defensive 9.4%
Communication Services 8.4%
Healthcare 6.3%
Energy 4.1%
Consumer Cyclical 3.7%
Industrials 3.7%
Utilities 2.5%
Basic Materials 1.4%