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Portfolio (Quarterly) Guide ↗

Smallwood Wealth Investment Management, LLC

· CIK 0001921304
13F Portfolio $191M AUM 521 positions Filed Jan 23, 2026 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 33 New 79 Added 82 Reduced 34 Exited
Page 6 of 27  ·  521 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
101 SPY SPDR S&P 500 ETF TR Financial Services 201.0 $137K 0.07% -300.0 -59.9% $681.92 +10.1%
102 DFAE DIMENSIONAL ETF TRUST 4,026.0 $131K 0.07% $32.57 +23.9%
103 RSG REPUBLIC SVCS INC Industrials 610.0 $129K 0.07% $211.93 -3.0%
104 PTCT PTC THERAPEUTICS INC Healthcare 1,683.0 $128K 0.07% $75.96 -7.0%
105 SCHH SCHWAB STRATEGIC TR 6,008.0 $126K 0.07% -212.0 -3.4% $20.89 +13.7%
106 PNC PNC FINL SVCS GROUP INC Financial Services 591.0 $123K 0.07% $208.73 +5.8%
107 PFE PFIZER INC Healthcare 4,904.0 $122K 0.06% -200.0 -3.9% $24.90 +5.3%
108 BLK BLACKROCK INC Financial Services 114.0 $122K 0.06% +3.0 +2.7% $1070.33 +0.0%
109 VB VANGUARD INDEX FDS 465.0 $120K 0.06% $257.95 +13.4%
110 ABT ABBOTT LABS Healthcare 953.0 $119K 0.06% $125.30 -31.6%
111 IWN ISHARES TR 658.0 $119K 0.06% $181.47 +18.4%
112 GEV GE VERNOVA INC Utilities 179.0 $117K 0.06% -2.0 -1.1% $653.57 +57.9%
113 SO SOUTHERN CO Utilities 1,310.0 $114K 0.06% $87.20 +7.5%
114 LPLA LPL FINL HLDGS INC Financial Services 312.0 $111K 0.06% $357.17 -24.0%
115 MA MASTERCARD INCORPORATED Financial Services 189.0 $108K 0.06% $572.58 -13.5%
116 TSLA TESLA INC Consumer Cyclical 240.0 $108K 0.06% -80.0 -25.0% $449.72 -2.1%
117 KO COCA COLA CO Consumer Defensive 1,505.0 $105K 0.06% $69.91 +16.8%
118 BAC BANK AMERICA CORP Financial Services 1,892.0 $104K 0.05% +300.0 +18.8% $55.00 -7.1%
119 AGG ISHARES TR 1,039.0 $104K 0.05% $99.88 -1.1%
120 COST COSTCO WHSL CORP NEW Consumer Defensive 116.0 $100K 0.05% -15.0 -11.4% $862.34 +16.4%
Page 6 of 27  ·  521 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 36.6%
Financial Services 22.8%
Consumer Defensive 9.4%
Communication Services 8.4%
Healthcare 6.3%
Energy 4.1%
Consumer Cyclical 3.7%
Industrials 3.7%
Utilities 2.5%
Basic Materials 1.4%