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Portfolio (Quarterly) Guide ↗

Smallwood Wealth Investment Management, LLC

· CIK 0001921304
13F Portfolio $229M AUM 529 positions Filed Jul 23, 2026 EDGAR ↗ ← All Funds
Q2 2026 Q4 2025 · All 59 New 68 Added 102 Reduced 42 Exited
Page 9 of 27  ·  529 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
161 IWF ISHARES TR 600.0 $75K 0.03% +450.0 +300.0% $124.17 -0.6%
162 NMZ NUVEEN MUN HIGH INCOME OPPOR Financial Services 6,486.0 $69K 0.03% NEW $10.57 -6.7%
163 VCIT VANGUARD SCOTTSDALE FDS 822.0 $68K 0.03% $82.65 -2.6%
164 S SENTINELONE INC Technology 4,000.0 $68K 0.03% $16.97 +17.1%
165 PPG PPG INDS INC Basic Materials 535.0 $65K 0.03% +5.0 +0.9% $121.40 -7.3%
166 TMO THERMO FISHER SCIENTIFIC INC Healthcare 129.0 $65K 0.03% -3.0 -2.3% $501.36 +22.4%
167 COF CAPITAL ONE FINL CORP Financial Services 322.0 $65K 0.03% $200.62 +9.5%
168 DE DEERE & CO Industrials 100.0 $63K 0.03% $634.33 +9.3%
169 SCHX SCHWAB STRATEGIC TR 2,154.0 $63K 0.03% -20.0 -0.9% $29.43 +3.2%
170 MDY STATE STR SPDR S&P MIDCAP 40 Financial Services 90.0 $63K 0.03% $703.33 -1.7%
171 SPACE EXPLORATION TECHN CORP 361.0 $62K 0.03% NEW $170.86
172 PHO INVESCO EXCHANGE TRADED FD T 890.0 $61K 0.03% $69.08 +2.1%
173 FS SPECIALTY LENDING FD 5,496.0 $61K 0.03% NEW $11.15
174 YUM YUM BRANDS INC Consumer Cyclical 382.0 $61K 0.03% $159.95 -5.8%
175 VNQ VANGUARD INDEX FDS 630.0 $61K 0.03% $96.43 -0.4%
176 ALAB ASTERA LABS INC Technology 125.0 $60K 0.03% NEW $483.02 -35.7%
177 VRTX VERTEX PHARMACEUTICALS INC Healthcare 121.0 $60K 0.03% $496.73 +9.9%
178 FNB F N B CORP Financial Services 3,135.0 $60K 0.03% $19.08 -2.1%
179 ED CONSOLIDATED EDISON INC Utilities 532.0 $59K 0.03% $110.65 -3.0%
180 PMM PUTNAM MANAGED MUN INCOME TR Financial Services 9,000.0 $59K 0.03% $6.54 -6.4%
Page 9 of 27  ·  529 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 39.3%
Financial Services 21.0%
Consumer Defensive 10.0%
Healthcare 7.8%
Industrials 4.5%
Energy 4.3%
Communication Services 4.0%
Consumer Cyclical 3.6%
Utilities 2.9%
Basic Materials 1.5%