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Portfolio (Quarterly) Guide ↗

Empirical Asset Management, LLC

· CIK 0001926596
13F Portfolio $444M AUM 448 positions Filed Aug 10, 2026 EDGAR ↗ ← All Funds
Q2 2026 Q1 2026 · All 114 New 139 Added 142 Reduced 62 Exited
Page 2 of 7  ·  139 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
21 AMAT APPLIED MATLS INC Technology 3,285.0 $2.4M 0.54% +1K +64.0% $723.09 -33.7%
22 AVGO BROADCOM INC Technology 6,248.0 $2.4M 0.53% +4K +142.6% $377.74 -5.9%
23 COWG PACER FDS TR 56,187.0 $2.3M 0.51% +5K +9.1% $40.15 -1.6%
24 JNJ JOHNSON & JOHNSON Healthcare 8,572.0 $2.2M 0.49% +3K +59.2% $253.98 +6.3%
25 SMLF ISHARES TR 24,056.0 $2.1M 0.48% +530.0 +2.2% $89.14 -0.0%
26 FNY FIRST TR EXCHANGE-TRADED ALP 18,745.0 $2.1M 0.47% +797.0 +4.4% $110.85 -5.4%
27 FYC FIRST TR EXCHANGE-TRADED ALP 15,714.0 $2.0M 0.45% +438.0 +2.9% $127.34 -4.3%
28 CZA INVESCO EXCHANGE TRADED FD T 16,047.0 $2.0M 0.44% +793.0 +5.2% $122.62 +3.5%
29 JPME J P MORGAN EXCHANGE TRADED F 15,560.0 $1.9M 0.43% +673.0 +4.5% $124.22 +3.0%
30 SHY ISHARES TR 23,385.0 $1.9M 0.43% +2K +9.4% $82.11 -0.1%
31 IEFA ISHARES TR 19,700.0 $1.9M 0.43% +159.0 +0.8% $96.58 +4.5%
32 RWL INVESCO EXCH TRADED FD TR II 14,770.0 $1.9M 0.42% +161.0 +1.1% $127.76 +5.4%
33 OMFS INVESCO EXCH TRD SLF IDX FD 35,343.0 $1.9M 0.42% +1K +3.8% $53.34 -0.2%
34 CAT CATERPILLAR INC Industrials 1,751.0 $1.9M 0.42% +195.0 +12.5% $1064.72 -22.8%
35 DBAW DBX ETF TR 36,271.0 $1.8M 0.40% +2K +5.6% $48.48 +0.4%
36 TLT ISHARES TR 20,318.0 $1.8M 0.40% +3K +16.7% $86.42 -3.6%
37 GILD GILEAD SCIENCES INC Healthcare 13,735.0 $1.7M 0.39% +3K +22.8% $126.34 +17.2%
38 FDT FIRST TR EXCH TRD ALPHDX FD 18,226.0 $1.7M 0.39% +890.0 +5.1% $94.68 +1.4%
39 GEV GE VERNOVA INC Utilities 1,449.0 $1.7M 0.38% +71.0 +5.2% $1174.95 -18.9%
40 UIVM VICTORY PORTFOLIOS II 23,421.0 $1.7M 0.38% +2K +6.9% $71.89 +8.3%
Page 2 of 7  ·  139 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 36.2%
Financial Services 22.1%
Healthcare 9.5%
Industrials 7.4%
Consumer Cyclical 6.7%
Energy 5.2%
Consumer Defensive 4.5%
Communication Services 4.1%
Utilities 2.0%
Basic Materials 1.8%