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Portfolio (Quarterly) Guide ↗

Empirical Asset Management, LLC

· CIK 0001926596
13F Portfolio $444M AUM 448 positions Filed Aug 10, 2026 EDGAR ↗ ← All Funds
Q2 2026 Q1 2026 · All 114 New 139 Added 142 Reduced 62 Exited
Page 3 of 7  ·  139 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
41 IGM ISHARES TR 10,289.0 $1.7M 0.38% +418.0 +4.2% $163.58 -3.0%
42 QAI NEW YORK LIFE INVESTMENTS ET 45,661.0 $1.7M 0.38% +3K +6.7% $36.60 -0.1%
43 RODM LATTICE STRATEGIES TR 41,112.0 $1.7M 0.37% +3K +6.9% $40.41 +4.5%
44 IWR ISHARES TR 14,917.0 $1.6M 0.37% +79.0 +0.5% $110.32 +2.6%
45 CLSE TRUST FOR PROFESSIONAL MANAG 47,217.0 $1.6M 0.36% +3K +6.1% $34.14 -1.9%
46 AGOX STARBOARD INVT TR 45,419.0 $1.6M 0.35% +378.0 +0.8% $34.66 -2.0%
47 GE GE AEROSPACE Industrials 4,191.0 $1.6M 0.35% +166.0 +4.1% $373.73 -5.2%
48 DBEM DBX ETF TR 37,609.0 $1.5M 0.35% +1K +2.8% $41.07 -4.2%
49 UNH UNITEDHEALTH GROUP INC Healthcare 3,408.0 $1.4M 0.32% +958.0 +39.1% $415.64 -3.5%
50 EMGF ISHARES INC 19,261.0 $1.4M 0.32% +518.0 +2.8% $73.26 -1.7%
51 ABBV ABBVIE INC Healthcare 5,575.0 $1.4M 0.32% +2K +63.0% $251.64 +4.5%
52 SCHZ SCHWAB STRATEGIC TR 60,286.0 $1.4M 0.31% +3K +6.0% $23.13 -1.1%
53 WDC WESTERN DIGITAL CORP Technology 2,035.0 $1.3M 0.29% +994.0 +95.5% $638.79 -26.6%
54 GOVT ISHARES TR 56,188.0 $1.3M 0.29% +16K +41.2% $22.78 -1.0%
55 GEM GOLDMAN SACHS ETF TR 23,830.0 $1.2M 0.28% +963.0 +4.2% $52.00 -1.4%
56 STX SEAGATE TECHNOLOGY HLDNGS PL Technology 1,277.0 $1.2M 0.28% +523.0 +69.4% $965.01 -12.3%
57 ROAM LATTICE STRATEGIES TR 32,597.0 $1.2M 0.26% +2K +4.9% $35.77 +0.7%
58 BAC BANK OF AMER CORP Financial Services 20,396.0 $1.2M 0.26% +169.0 +0.8% $56.98 +9.2%
59 VGT VANGUARD WORLD FD 9,697.0 $1.2M 0.26% +9K +922.9% $119.53 -1.3%
60 AGGY WISDOMTREE TR 26,589.0 $1.2M 0.26% +1K +5.9% $43.48 -1.6%
Page 3 of 7  ·  139 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 36.2%
Financial Services 22.1%
Healthcare 9.5%
Industrials 7.4%
Consumer Cyclical 6.7%
Energy 5.2%
Consumer Defensive 4.5%
Communication Services 4.1%
Utilities 2.0%
Basic Materials 1.8%