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Portfolio (Quarterly) Guide ↗

Empirical Asset Management, LLC

· CIK 0001926596
13F Portfolio $444M AUM 448 positions Filed Aug 10, 2026 EDGAR ↗ ← All Funds
Q2 2026 Q1 2026 · All 114 New 139 Added 142 Reduced 62 Exited
Page 7 of 7  ·  139 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
121 ICLO INVESCO ACTIVELY MANAGED EXC 12,093.0 $309K 0.07% +4K +44.2% $25.58 -0.0%
122 RDN RADIAN GROUP INC Financial Services 8,125.0 $306K 0.07% +920.0 +12.8% $37.67 -2.3%
123 EOG EOG RES INC Energy 2,318.0 $301K 0.07% +684.0 +41.9% $129.72 +11.7%
124 RMIF ETF SER SOLUTIONS 12,427.0 $300K 0.07% +291.0 +2.4% $24.17 -0.3%
125 WTV WISDOMTREE TR 2,828.0 $288K 0.07% +216.0 +8.3% $101.70 +6.7%
126 EOS EATON VANCE ENHANCED EQUITY Financial Services 13,011.0 $287K 0.07% +66.0 +0.5% $22.04 -2.5%
127 ABT ABBOTT LABORATORIES Healthcare 3,005.0 $273K 0.06% +21.0 +0.7% $90.75 +25.7%
128 FNDF SCHWAB STRATEGIC TR 4,982.0 $263K 0.06% +30.0 +0.6% $52.76 +5.5%
129 BIV VANGUARD BD INDEX FDS 3,426.0 $263K 0.06% +425.0 +14.2% $76.71 -1.2%
130 EAT BRINKER INTL INC Consumer Cyclical 1,526.0 $256K 0.06% +31.0 +2.1% $168.00 +43.4%
131 APOS APOLLO GLOBAL MGMT INC 2,131.0 $252K 0.06% +305.0 +16.7% $118.31
132 TJX TJX COS INC NEW Consumer Cyclical 1,614.0 $245K 0.06% +61.0 +3.9% $151.50 -9.7%
133 WM WASTE MGMT INC DEL Industrials 968.0 $216K 0.05% +9.0 +0.9% $222.94 -0.8%
134 T AT&T INC Communication Services 10,020.0 $207K 0.05% +288.0 +3.0% $20.70 +25.0%
135 EVTR MORGAN STANLEY ETF TRUST 4,019.0 $204K 0.05% +48.0 +1.2% $50.71 -0.7%
136 IGD VOYA GLBL EQTY DIV & PREM OP Financial Services 20,811.0 $128K 0.03% +429.0 +2.1% $6.14 +7.3%
137 NEXT NEXTDECADE CORP Energy 15,221.0 $115K 0.03% +391.0 +2.6% $7.54 -2.4%
138 BBDC BARINGS BDC INC Financial Services 11,797.0 $101K 0.02% +354.0 +3.1% $8.52 +9.7%
139 AMAX STARBOARD INVT TR 12,323.0 $91K 0.02% +115.0 +0.9% $7.40 +3.0%
Page 7 of 7  ·  139 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 36.2%
Financial Services 22.1%
Healthcare 9.5%
Industrials 7.4%
Consumer Cyclical 6.7%
Energy 5.2%
Consumer Defensive 4.5%
Communication Services 4.1%
Utilities 2.0%
Basic Materials 1.8%