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Portfolio (Quarterly) Guide ↗

Empirical Asset Management, LLC

· CIK 0001926596
13F Portfolio $379M AUM 396 positions Filed May 11, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 89 New 109 Added 139 Reduced 49 Exited
Page 1 of 7  ·  139 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
1 AAPL APPLE INC Technology 76,556.0 $19.4M 5.12% -12K -13.5% $253.79 +17.0%
2 SPY STATE STR SPDR S&P 500 ETF T Financial Services 19,140.0 $12.4M 3.28% -4K -16.1% $650.35 +14.4%
3 NVDA NVIDIA CORPORATION Technology 38,915.0 $6.8M 1.79% -20K -34.0% $174.40 +19.6%
4 SLV ISHARES SILVER TR Financial Services 97,719.0 $6.7M 1.75% -3K -2.7% $68.14 -13.5%
5 IYW ISHARES TR 35,364.0 $6.4M 1.69% -289.0 -0.8% $181.42 +39.6%
6 META META PLATFORMS INC Communication Services 9,241.0 $5.3M 1.39% -13K -58.5% $572.10 -1.4%
7 MSFT MICROSOFT CORP Technology 13,847.0 $5.1M 1.35% -46K -77.0% $370.18 -0.8%
8 JPM JPMORGAN CHASE & CO Financial Services 13,692.0 $4.0M 1.06% -5K -25.1% $294.15 +12.7%
9 AMZN AMAZON COM INC Consumer Cyclical 19,120.0 $4.0M 1.05% -28K -59.6% $208.27 +11.8%
10 GLD SPDR GOLD TR Financial Services 9,237.0 $4.0M 1.05% -26K -74.0% $430.29 -10.6%
11 HD HOME DEPOT INC Consumer Cyclical 11,679.0 $3.8M 1.01% -4K -26.2% $328.89 -0.7%
12 XOM EXXON MOBIL CORP Energy 18,949.0 $3.2M 0.85% -18K -49.0% $169.66 -18.8%
13 GOOGL ALPHABET INC Communication Services 10,666.0 $3.1M 0.81% -3K -24.4% $287.56 +21.6%
14 GOOG ALPHABET INC Communication Services 10,046.0 $2.9M 0.76% -8K -43.8% $286.86 +21.6%
15 WMT WALMART INC Consumer Defensive 21,265.0 $2.6M 0.70% -2K -9.5% $124.28 -5.7%
16 CVX CHEVRON CORPORATION Energy 11,863.0 $2.5M 0.65% -11K -48.5% $206.90 -15.4%
17 IWF ISHARES TR 5,543.0 $2.4M 0.62% -33.0 -0.6% $426.42 -71.4%
18 MCD MCDONALDS CORP Consumer Cyclical 7,197.0 $2.2M 0.59% -3K -31.0% $310.79 -13.1%
19 IYH ISHARES TR 35,470.0 $2.2M 0.58% -396.0 -1.1% $61.64 +2.5%
20 QCOM QUALCOMM INC Technology 16,013.0 $2.1M 0.54% -109K -87.2% $128.78 +72.3%
Page 1 of 7  ·  139 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 28.8%
Financial Services 26.2%
Healthcare 8.6%
Consumer Cyclical 7.4%
Energy 7.1%
Industrials 6.4%
Communication Services 6.2%
Consumer Defensive 4.8%
Utilities 2.3%
Basic Materials 1.8%