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Portfolio (Quarterly) Guide ↗

Empirical Asset Management, LLC

· CIK 0001926596
13F Portfolio $379M AUM 396 positions Filed May 11, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 89 New 109 Added 139 Reduced 49 Exited
Page 15 of 20  ·  396 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
281 UVE UNIVERSAL INS HLDGS INC Financial Services 9,282.0 $317K 0.08% NEW $34.16 +12.2%
282 RUSHB RUSH ENTERPRISES INC Consumer Cyclical 4,923.0 $317K 0.08% NEW $64.35 +11.8%
283 OKE ONEOK INC NEW Energy 3,462.0 $313K 0.08% NEW $90.40 -2.6%
284 MCRI MONARCH CASINO & RESORT INC Consumer Cyclical 3,266.0 $312K 0.08% NEW $95.60 +34.7%
285 YORW YORK WTR CO Utilities 10,165.0 $310K 0.08% NEW $30.45 -3.1%
286 WPM WHEATON PRECIOUS METALS CORP Basic Materials 2,351.0 $308K 0.08% NEW $131.01 -7.1%
287 SPDW SPDR INDEX SHS FDS 6,728.0 $307K 0.08% +380.0 +6.0% $45.65 +8.7%
288 UNM UNUM GROUP Financial Services 4,195.0 $306K 0.08% NEW $73.03 +25.1%
289 ABT ABBOTT LABORATORIES Healthcare 2,984.0 $306K 0.08% -3K -51.2% $102.66 -11.8%
290 VMC VULCAN MATLS CO Basic Materials 1,125.0 $306K 0.08% $272.19 +11.8%
291 FNX FIRST TR EXCHANGE-TRADED ALP 2,382.0 $305K 0.08% -282.0 -10.6% $128.24 +11.6%
292 UTL UNITIL CORP Utilities 5,825.0 $304K 0.08% NEW $52.24 -2.3%
293 XRN CHIRON REAL ESTATE INC Financial Services 8,961.0 $296K 0.08% NEW $33.08 +6.0%
294 APARTMENT INVT & MGMT CO 72,697.0 $296K 0.08% NEW $4.07
295 STX SEAGATE TECHNOLOGY HLDNGS PL Technology 754.0 $295K 0.08% NEW $391.76 +165.1%
296 RMIF ETF SER SOLUTIONS 12,136.0 $294K 0.08% +1K +12.4% $24.21 +0.1%
297 MOOG INC 1,004.0 $294K 0.08% NEW $292.64
298 HELE HELEN OF TROY LTD Consumer Defensive 20,240.0 $292K 0.08% -304.0 -1.5% $14.42 +80.2%
299 QVMM INVESCO EXCH TRADED FD TR II 9,198.0 $292K 0.08% -1K -11.1% $31.70 +12.3%
300 CHRD CHORD ENERGY CORPORATION Energy 2,039.0 $290K 0.08% NEW $142.18 -12.5%
Page 15 of 20  ·  396 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 28.8%
Financial Services 26.2%
Healthcare 8.6%
Consumer Cyclical 7.4%
Energy 7.1%
Industrials 6.4%
Communication Services 6.2%
Consumer Defensive 4.8%
Utilities 2.3%
Basic Materials 1.8%