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Portfolio (Quarterly) Guide ↗

Empirical Asset Management, LLC

· CIK 0001926596
13F Portfolio $444M AUM 448 positions Filed Aug 10, 2026 EDGAR ↗ ← All Funds
Q2 2026 Q1 2026 · All 114 New 139 Added 142 Reduced 62 Exited
Page 16 of 23  ·  448 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
301 PFE PFIZER INC Healthcare 13,097.0 $315K 0.07% +4K +47.0% $24.08 +16.5%
302 QVMM INVESCO EXCH TRADED FD TR II 8,712.0 $314K 0.07% -486.0 -5.3% $36.03 -1.0%
303 CBOE CBOE GLOBAL MKTS INC Financial Services 1,279.0 $310K 0.07% -2K -57.1% $242.74 +30.6%
304 ICLO INVESCO ACTIVELY MANAGED EXC 12,093.0 $309K 0.07% +4K +44.2% $25.58 +0.0%
305 BP BP PLC Energy 8,356.0 $309K 0.07% NEW $36.95 +13.3%
306 ADM ARCHER DANIELS MIDLAND CO Consumer Defensive 4,014.0 $307K 0.07% NEW $76.40 +3.9%
307 RDN RADIAN GROUP INC Financial Services 8,125.0 $306K 0.07% +920.0 +12.8% $37.67 -2.7%
308 SPDW SPDR INDEX SHS FDS 6,025.0 $304K 0.07% -703.0 -10.4% $50.39 +3.0%
309 EOG EOG RES INC Energy 2,318.0 $301K 0.07% +684.0 +41.9% $129.72 +10.2%
310 ATLANTA BRAVES HLDGS INC 5,791.0 $301K 0.07% NEW $51.90
311 RMIF ETF SER SOLUTIONS 12,427.0 $300K 0.07% +291.0 +2.4% $24.17 -0.3%
312 VIG VANGUARD SPECIALIZED FUNDS 1,261.0 $298K 0.07% $236.63 +2.8%
313 AGI ALAMOS GOLD INC Basic Materials 9,828.0 $298K 0.07% NEW $30.34 +25.1%
314 FORTINET INC 1,924.0 $296K 0.07% -4K -68.7% $153.62
315 BINC BLACKROCK ETF TRUST II 5,555.0 $291K 0.07% -4K -41.3% $52.34 -0.4%
316 SPAB SPDR SERIES TRUST 11,338.0 $289K 0.07% -1K -11.4% $25.52 -1.1%
317 WTV WISDOMTREE TR 2,828.0 $288K 0.07% +216.0 +8.3% $101.70 +6.9%
318 EOS EATON VANCE ENHANCED EQUITY Financial Services 13,011.0 $287K 0.07% +66.0 +0.5% $22.04 -2.1%
319 GSK GSK PLC Healthcare 5,455.0 $286K 0.06% NEW $52.42 -3.8%
320 VRIG INVESCO ACTIVELY MANAGED EXC 11,386.0 $285K 0.06% -2K -13.6% $25.07 -0.1%
Page 16 of 23  ·  448 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 36.2%
Financial Services 22.1%
Healthcare 9.5%
Industrials 7.4%
Consumer Cyclical 6.7%
Energy 5.2%
Consumer Defensive 4.5%
Communication Services 4.1%
Utilities 2.0%
Basic Materials 1.8%