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Portfolio (Quarterly) Guide ↗

Empirical Asset Management, LLC

· CIK 0001926596
13F Portfolio $444M AUM 448 positions Filed Aug 10, 2026 EDGAR ↗ ← All Funds
Q2 2026 Q1 2026 · All 114 New 139 Added 142 Reduced 62 Exited
Page 17 of 23  ·  448 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
321 GOVI INVESCO EXCH TRADED FD TR II 10,504.0 $285K 0.06% NEW $27.15 -2.2%
322 AOM ISHARES TR 5,682.0 $283K 0.06% $49.89 +0.1%
323 NEM NEWMONT CORP Basic Materials 3,029.0 $283K 0.06% -5K -63.0% $93.41 +42.2%
324 OKLO OKLO INC Utilities 5,390.0 $282K 0.06% NEW $52.33 -17.3%
325 BUNGE GLOBAL SA 2,634.0 $281K 0.06% NEW $106.73
326 FCX FREEPORT MCMORAN INC Basic Materials 4,461.0 $281K 0.06% NEW $62.89 +25.6%
327 FLQM FRANKLIN TEMPLETON ETF TR 4,808.0 $278K 0.06% -126.0 -2.5% $57.88 +6.3%
328 GSIE GOLDMAN SACHS ETF TR 6,058.0 $277K 0.06% $45.70 +5.0%
329 QUIZ ZACKS TRUST 9,449.0 $276K 0.06% NEW $29.22 +1.2%
330 MBI MBIA INC Financial Services 42,300.0 $276K 0.06% NEW $6.52 -25.5%
331 FISR SSGA ACTIVE TR 10,723.0 $275K 0.06% -534.0 -4.7% $25.65 -1.2%
332 OSPN ONESPAN INC Technology 19,150.0 $275K 0.06% NEW $14.35 +14.4%
333 ABT ABBOTT LABORATORIES Healthcare 3,005.0 $273K 0.06% +21.0 +0.7% $90.75 +23.2%
334 Q QNITY ELECTRONICS INC Technology 1,668.0 $272K 0.06% NEW $163.33 -22.3%
335 RSPD INVESCO EXCHANGE TRADED FD T 4,858.0 $272K 0.06% -258.0 -5.0% $56.00 +1.5%
336 PSI INVESCO EXCHANGE TRADED FD T 1,434.0 $269K 0.06% NEW $187.82 -26.5%
337 SPMO INVESCO EXCH TRADED FD TR II 1,664.0 $269K 0.06% -827.0 -33.2% $161.53 -8.3%
338 FLSP FRANKLIN TEMPLETON ETF TR 9,696.0 $268K 0.06% $27.69 +2.8%
339 ADBE ADOBE INC Technology 1,307.0 $268K 0.06% -2K -59.9% $205.02 +41.5%
340 FIX COMFORT SYS USA INC Industrials 135.0 $268K 0.06% NEW $1983.17 -19.1%
Page 17 of 23  ·  448 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 36.2%
Financial Services 22.1%
Healthcare 9.5%
Industrials 7.4%
Consumer Cyclical 6.7%
Energy 5.2%
Consumer Defensive 4.5%
Communication Services 4.1%
Utilities 2.0%
Basic Materials 1.8%