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Portfolio (Quarterly) Guide ↗

Empirical Asset Management, LLC

· CIK 0001926596
13F Portfolio $444M AUM 448 positions Filed Aug 10, 2026 EDGAR ↗ ← All Funds
Q2 2026 Q1 2026 · All 114 New 139 Added 142 Reduced 62 Exited
Page 2 of 23  ·  448 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
21 ARM ARM HOLDINGS PLC Technology 8,380.0 $3.0M 0.67% -720.0 -7.9% $354.57 -29.2%
22 XLRE SELECT SECTOR SPDR TR 66,438.0 $2.9M 0.66% +9K +15.6% $44.03 +2.4%
23 IVV ISHARES TR 3,832.0 $2.9M 0.65% -470.0 -10.9% $748.94 +2.8%
24 SETM SPROTT FDS TR 91,514.0 $2.9M 0.64% NEW $31.16 +14.0%
25 DELL DELL TECHNOLOGIES INC Technology 6,596.0 $2.8M 0.64% -589.0 -8.2% $431.43 +7.6%
26 IWF ISHARES TR 22,914.0 $2.8M 0.64% +17K +313.4% $124.17 -1.9%
27 IWM ISHARES TR 9,292.0 $2.8M 0.63% +113.0 +1.2% $300.45 -0.5%
28 QQQ INVESCO QQQ TR Financial Services 3,740.0 $2.8M 0.62% +947.0 +33.9% $736.43 -3.4%
29 SPYM SPDR SERIES TRUST 31,231.0 $2.7M 0.62% +11K +52.7% $87.88 +2.6%
30 CECO CECO ENVIRONMENTAL CORP Industrials 30,025.0 $2.7M 0.61% $90.74 -22.5%
31 QCOM QUALCOMM INC Technology 14,688.0 $2.7M 0.61% -1K -8.3% $184.79 -11.4%
32 IGOV ISHARES TR 65,230.0 $2.7M 0.60% +6K +10.9% $41.03 +1.1%
33 IBB ISHARES TR 13,997.0 $2.7M 0.60% $190.19 +13.2%
34 AMD ADVANCED MICRO DEVICES INC Technology 4,493.0 $2.6M 0.59% -83.0 -1.8% $580.93 -17.2%
35 KLAC KLA CORP Technology 8,586.0 $2.6M 0.58% +8K +690.6% $301.71 -39.1%
36 PWB INVESCO EXCHANGE TRADED FD T 15,282.0 $2.6M 0.58% +500.0 +3.4% $168.46 -7.0%
37 LRCX LAM RESEARCH CORP Technology 5,743.0 $2.5M 0.56% +3K +138.7% $433.37 -27.8%
38 FTC FIRST TR EXCHANGE-TRADED ALP 12,603.0 $2.4M 0.55% +558.0 +4.6% $193.77 -6.8%
39 SCHR SCHWAB STRATEGIC TR 98,159.0 $2.4M 0.55% +11K +12.2% $24.66 -0.8%
40 CTA SIMPLIFY EXCHANGE TRADED FUN 92,415.0 $2.4M 0.54% +13K +16.0% $25.94 +4.0%
Page 2 of 23  ·  448 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 36.2%
Financial Services 22.1%
Healthcare 9.5%
Industrials 7.4%
Consumer Cyclical 6.7%
Energy 5.2%
Consumer Defensive 4.5%
Communication Services 4.1%
Utilities 2.0%
Basic Materials 1.8%