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Portfolio (Quarterly) Guide ↗

Empirical Asset Management, LLC

· CIK 0001926596
13F Portfolio $444M AUM 448 positions Filed Aug 10, 2026 EDGAR ↗ ← All Funds
Q2 2026 Q1 2026 · All 114 New 139 Added 142 Reduced 62 Exited
Page 22 of 23  ·  448 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
421 FLXR TCW ETF TRUST 5,108.0 $200K 0.04% NEW $39.21 -0.5%
422 CGAU CENTERRA GOLD INC Basic Materials 12,329.0 $196K 0.04% NEW $15.86 +49.5%
423 MHD BLACKROCK MUNIHOLDINGS FD IN Financial Services 14,856.0 $177K 0.04% $11.90 -3.7%
424 RNW RENEW ENERGY GLOBAL PLC Utilities 27,135.0 $170K 0.04% NEW $6.25 +9.1%
425 SBSW SIBANYE STILLWATER LTD Basic Materials 17,026.0 $145K 0.03% NEW $8.49 +42.4%
426 BTAL AGF INVTS TR 12,897.0 $144K 0.03% NEW $11.15 +8.2%
427 SXC SUNCOKE ENERGY INC Energy 17,829.0 $144K 0.03% -2K -10.7% $8.05 +22.0%
428 ARI APOLLO COML REAL ESTATE FIN Real Estate 13,397.0 $143K 0.03% NEW $10.68 -36.2%
429 CARS CARS COM INC Consumer Cyclical 12,809.0 $140K 0.03% NEW $10.94 +9.4%
430 NEXXEN INTL LTD 15,114.0 $136K 0.03% NEW $9.03
431 HORIZON FDS 13,685.0 $129K 0.03% NEW $9.41
432 SPT SPROUT SOCIAL INC Technology 16,928.0 $128K 0.03% NEW $7.55 +40.9%
433 IGD VOYA GLBL EQTY DIV & PREM OP Financial Services 20,811.0 $128K 0.03% +429.0 +2.1% $6.14 +7.3%
434 ABX ABACUS GLOBAL MGMT INC Financial Services 11,799.0 $126K 0.03% NEW $10.71 -8.7%
435 NOMD NOMAD FOODS LTD Consumer Defensive 11,324.0 $124K 0.03% NEW $10.95 +11.0%
436 NEXT NEXTDECADE CORP Energy 15,221.0 $115K 0.03% +391.0 +2.6% $7.54 -2.4%
437 LILA LIBERTY LATIN AMERICA LTD 13,819.0 $108K 0.02% NEW $7.84
438 TASK TASKUS INC Technology 21,510.0 $101K 0.02% NEW $4.68 +65.6%
439 BBDC BARINGS BDC INC Financial Services 11,797.0 $101K 0.02% +354.0 +3.1% $8.52 +9.7%
440 HDSN HUDSON TECHNOLOGIES INC Basic Materials 17,059.0 $98K 0.02% NEW $5.74 -7.8%
Page 22 of 23  ·  448 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 36.2%
Financial Services 22.1%
Healthcare 9.5%
Industrials 7.4%
Consumer Cyclical 6.7%
Energy 5.2%
Consumer Defensive 4.5%
Communication Services 4.1%
Utilities 2.0%
Basic Materials 1.8%