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Portfolio (Quarterly) Guide ↗

Empirical Asset Management, LLC

· CIK 0001926596
13F Portfolio $444M AUM 448 positions Filed Aug 10, 2026 EDGAR ↗ ← All Funds
Q2 2026 Q1 2026 · All 114 New 139 Added 142 Reduced 62 Exited
Page 23 of 23  ·  448 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
441 SBS COMPANHIA DE SANEAMENTO BASI Utilities 16,182.0 $94K 0.02% NEW $5.78 -16.1%
442 AMAX STARBOARD INVT TR 12,323.0 $91K 0.02% +115.0 +0.9% $7.40 +3.0%
443 LITHIUM ARGENTINA AG 10,163.0 $84K 0.02% NEW $8.27
444 WEAV WEAVE COMMUNICATIONS INC Technology 12,447.0 $75K 0.02% NEW $5.99 +22.0%
445 CRON CRONOS GROUP INC Healthcare 25,000.0 $70K 0.02% $2.78 +27.7%
446 EXPI AGNT INC Real Estate 10,984.0 $59K 0.01% NEW $5.41 -1.7%
447 NUS NU SKIN ENTERPRISES INC Consumer Defensive 10,707.0 $57K 0.01% NEW $5.28 -8.3%
448 AKBA AKEBIA THREAPEUTICS INC Healthcare 35,000.0 $40K 0.01% $1.14 -20.5%
Page 23 of 23  ·  448 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 36.2%
Financial Services 22.1%
Healthcare 9.5%
Industrials 7.4%
Consumer Cyclical 6.7%
Energy 5.2%
Consumer Defensive 4.5%
Communication Services 4.1%
Utilities 2.0%
Basic Materials 1.8%