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Portfolio (Quarterly) Guide ↗

Empirical Asset Management, LLC

· CIK 0001926596
13F Portfolio $444M AUM 448 positions Filed Aug 10, 2026 EDGAR ↗ ← All Funds
Q2 2026 Q1 2026 · All 114 New 139 Added 142 Reduced 62 Exited
Page 3 of 23  ·  448 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
41 AMAT APPLIED MATLS INC Technology 3,285.0 $2.4M 0.54% +1K +64.0% $723.09 -33.7%
42 AVGO BROADCOM INC Technology 6,248.0 $2.4M 0.53% +4K +142.6% $377.74 -5.9%
43 PSLV SPROTT ASSET MANAGEMENT LP Financial Services 122,100.0 $2.3M 0.52% NEW $18.87 +19.2%
44 COWG PACER FDS TR 56,187.0 $2.3M 0.51% +5K +9.1% $40.15 -1.6%
45 IYH ISHARES TR 33,476.0 $2.2M 0.51% -2K -5.6% $67.01 +9.5%
46 JNJ JOHNSON & JOHNSON Healthcare 8,572.0 $2.2M 0.49% +3K +59.2% $253.98 +6.3%
47 SMLF ISHARES TR 24,056.0 $2.1M 0.48% +530.0 +2.2% $89.14 -0.0%
48 WMT WALMART INC Consumer Defensive 18,924.0 $2.1M 0.48% -2K -11.0% $113.26 -7.9%
49 FNY FIRST TR EXCHANGE-TRADED ALP 18,745.0 $2.1M 0.47% +797.0 +4.4% $110.85 -5.4%
50 PG PROCTER & GAMBLE CO Consumer Defensive 13,999.0 $2.1M 0.46% $146.64 -1.1%
51 REMX VANECK ETF TRUST 22,981.0 $2.0M 0.46% NEW $88.50 -11.8%
52 AGG ISHARES TR 20,544.0 $2.0M 0.46% -4K -15.1% $98.98 -1.1%
53 FYC FIRST TR EXCHANGE-TRADED ALP 15,714.0 $2.0M 0.45% +438.0 +2.9% $127.34 -4.3%
54 MRK MERCK & CO INC Healthcare 15,535.0 $2.0M 0.45% -1K -6.0% $128.50 +19.2%
55 CZA INVESCO EXCHANGE TRADED FD T 16,047.0 $2.0M 0.44% +793.0 +5.2% $122.62 +3.5%
56 CVX CHEVRON CORPORATION Energy 11,765.0 $2.0M 0.44% -98.0 -0.8% $165.77 +20.8%
57 JPME J P MORGAN EXCHANGE TRADED F 15,560.0 $1.9M 0.43% +673.0 +4.5% $124.22 +3.0%
58 SHY ISHARES TR 23,385.0 $1.9M 0.43% +2K +9.4% $82.11 -0.1%
59 VV VANGUARD INDEX FDS 5,578.0 $1.9M 0.43% -6K -52.9% $343.89 +2.6%
60 IEFA ISHARES TR 19,700.0 $1.9M 0.43% +159.0 +0.8% $96.58 +4.5%
Page 3 of 23  ·  448 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 36.2%
Financial Services 22.1%
Healthcare 9.5%
Industrials 7.4%
Consumer Cyclical 6.7%
Energy 5.2%
Consumer Defensive 4.5%
Communication Services 4.1%
Utilities 2.0%
Basic Materials 1.8%