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Portfolio (Quarterly) Guide ↗

New England Capital Financial Advisors LLC

· CIK 0001964652
13F Portfolio $256M AUM 427 positions Filed Feb 2, 2026 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 28 New 98 Added 34 Reduced 21 Exited
Page 17 of 22  ·  426 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
321 HSBC HSBC HLDGS PLC Financial Services 50.0 $4K 0.00% $78.68 +17.0%
322 HWM HOWMET AEROSPACE INC Industrials 19.0 $4K 0.00% +1.0 +5.6% $200.00 +29.9%
323 XLK SELECT SECTOR SPDR TR 24.0 $3K 0.00% +12.0 +100.0% $144.00 +24.0%
324 PAYSAFE LIMITED 417.0 $3K 0.00% $8.09
325 CRM SALESFORCE INC Technology 12.0 $3K 0.00% -33.0 -73.3% $267.75 -34.2%
326 ZTS ZOETIS INC Healthcare 25.0 $3K 0.00% $125.84 -36.7%
327 FTEK FUEL TECH INC Industrials 2,000.0 $3K 0.00% $1.56 -7.1%
328 PLG PLATINUM GROUP METALS LTD Basic Materials 1,316.0 $3K 0.00% $2.36 -31.0%
329 VVR INVESCO SR INCOME TR Financial Services 939.0 $3K 0.00% $3.27 -8.6%
330 SA SEABRIDGE GOLD INC Basic Materials 101.0 $3K 0.00% NEW $29.58 +3.6%
331 PSLV SPROTT ASSET MANAGEMENT LP Financial Services 125.0 $3K 0.00% $23.66 +4.3%
332 RY ROYAL BK CDA Financial Services 17.0 $3K 0.00% $170.53 +9.8%
333 MTB M & T BK CORP Financial Services 14.0 $3K 0.00% $203.79 +4.2%
334 KGC KINROSS GOLD CORP Basic Materials 100.0 $3K 0.00% $28.16 +1.8%
335 CMPS COMPASS PATHWAYS PLC Healthcare 404.0 $3K 0.00% $6.90 +67.9%
336 LUMN LUMEN TECHNOLOGIES INC Communication Services 350.0 $3K 0.00% +250.0 +250.0% $7.77 +21.5%
337 UA UNDER ARMOUR INC Consumer Cyclical 557.0 $3K 0.00% $4.80 +4.8%
338 VLO VALERO ENERGY CORP Energy 16.0 $3K 0.00% -11.0 -40.7% $160.75 +57.9%
339 SOLS SOLSTICE ADVANCED MATLS INC Basic Materials 52.0 $3K 0.00% NEW $48.60 +73.8%
340 HL HECLA MNG CO Basic Materials 125.0 $2K 0.00% $19.19 -9.9%
Page 17 of 22  ·  426 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 19.7%
Industrials 17.2%
Financial Services 14.6%
Consumer Defensive 10.8%
Healthcare 9.1%
Consumer Cyclical 8.6%
Communication Services 7.2%
Energy 6.4%
Utilities 4.2%
Real Estate 1.1%