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Portfolio (Quarterly) Guide ↗

JIM SAULNIER & ASSOCIATES, LLC

· CIK 0002044420
13F Portfolio $193M AUM 139 positions Filed Jan 29, 2026 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 13 New 50 Added 31 Reduced 9 Exited
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
1 PMDE PGIM ROCK ETF TR 41,665.0 $1.0M 0.54% NEW $25.11 +2.3%
2 PMNV PGIM ROCK ETF TR 32,671.0 $822K 0.43% NEW $25.15 +2.5%
3 SCHD SCHWAB STRATEGIC TR 18,349.0 $503K 0.26% NEW $27.43 +17.6%
4 VBR VANGUARD INDEX FDS 1,948.0 $413K 0.21% NEW $211.78 +9.0%
5 IBIH ISHARES TR 14,065.0 $366K 0.19% NEW $26.01 +1.0%
6 VEU VANGUARD INTL EQUITY INDEX F 3,877.0 $285K 0.15% NEW $73.56 +12.3%
7 LLY ELI LILLY & CO Healthcare 239.0 $257K 0.13% NEW $1075.01 -3.1%
8 SCHA SCHWAB STRATEGIC TR 8,846.0 $252K 0.13% NEW $28.48 +16.5%
9 DOCT FIRST TR EXCHNG TRADED FD VI 5,549.0 $246K 0.13% NEW $44.29 +4.5%
10 VUG VANGUARD INDEX FDS 493.0 $240K 0.12% NEW $487.43 -82.1%
11 EMXC ISHARES INC 3,193.0 $232K 0.12% NEW $72.69 +31.5%
12 FITB FIFTH THIRD BANCORP Financial Services 4,915.0 $230K 0.12% NEW $46.81 +5.0%
13 CAPITAL SOUTHWEST CORP 10,000.0 $10K 0.01% NEW $0.99

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 49.0%
Financial Services 17.1%
Healthcare 15.3%
Consumer Cyclical 9.4%
Communication Services 5.7%
Energy 3.4%