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Portfolio (Quarterly) Guide ↗

Wernau Asset Management Inc.

· CIK 0002053236
13F Portfolio $185M AUM 49 positions Filed Jan 21, 2026 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 23 Added 10 Reduced
Page 2 of 2  ·  23 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
21 ANNALY CAPITAL MANAGEMENT IN 10,687.0 $239K 0.13% +66.0 +0.6% $22.36
22 TIP ISHARES TR 1,977.0 $217K 0.12% +73.0 +3.8% $109.89 +0.4%
23 SBUX STARBUCKS CORP Consumer Cyclical 2,525.0 $213K 0.12% +69.0 +2.8% $84.22 +26.5%
Page 2 of 2  ·  23 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 41.3%
Financial Services 25.9%
Communication Services 17.6%
Healthcare 4.3%
Consumer Cyclical 3.4%
Utilities 3.1%
Consumer Defensive 2.9%
Energy 1.5%