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Portfolio (Quarterly) Guide ↗

Smith Asset Management Co., LLC

· CIK 0002068217
13F Portfolio $127M AUM 70 positions Filed Jul 14, 2026 EDGAR ↗ ← All Funds
Q2 2026 Q1 2026 · All 4 New 13 Added 43 Reduced 5 Exited
Page 1 of 3  ·  43 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
1 JPC NUVEEN PFD & INCOME OPPORTUN Financial Services 890,862.0 $7.0M 5.52% -21K -2.2% $7.88 -2.8%
2 CSQ CALAMOS STRATEGIC TOTAL RETU Financial Services 226,606.0 $4.7M 3.67% -3K -1.4% $20.56 +1.7%
3 DNP DNP SELECT INCOME FD INC Financial Services 396,153.0 $4.3M 3.36% -6K -1.4% $10.79 +1.4%
4 AWF ALLIANCEBERNSTEIN GLOBAL HIG Financial Services 386,580.0 $4.0M 3.13% -8K -1.9% $10.30 -1.4%
5 RFI COHEN & STEERS TOTAL RETURN Financial Services 333,654.0 $3.8M 2.97% -6K -1.8% $11.32 +1.0%
6 FFA FIRST TR ENHANCED EQUITY Financial Services 149,777.0 $3.3M 2.63% -3K -2.3% $22.36 +5.3%
7 UTG REAVES UTIL INCOME FD Financial Services 73,879.0 $3.0M 2.37% -2K -2.0% $40.72 -0.5%
8 MCI BARINGS CORPORATE INVS Financial Services 169,554.0 $3.0M 2.34% -3K -1.9% $17.56 +3.8%
9 PCN PIMCO CORPORATE & INCM STRG Financial Services 242,388.0 $2.9M 2.28% -2K -0.8% $11.95 -1.7%
10 BTZ BLACKROCK CR ALLOCATION Financial Services 273,343.0 $2.8M 2.20% -3K -1.1% $10.22 -0.2%
11 BGY BLACKROCK ENHANCED INTL DIV Financial Services 478,458.0 $2.7M 2.16% -3K -0.7% $5.74 +1.7%
12 PDI PIMCO DYNAMIC INCOME FD Financial Services 160,826.0 $2.7M 2.11% -2K -1.0% $16.70 -7.6%
13 PSF COHEN & STEERS SELECT PFD & Financial Services 129,643.0 $2.6M 2.05% -917.0 -0.7% $20.13 -3.2%
14 UTF COHEN & STEERS INFRASTRUCTUR Financial Services 93,866.0 $2.6M 2.04% -1K -1.1% $27.59 -1.8%
15 HQH ABRDN HEALTHCARE INVESTORS Financial Services 112,724.0 $2.5M 1.95% -3K -2.2% $21.98 +7.7%
16 FLC FLAHERTY & CRUMRINE TOTAL RE Financial Services 124,011.0 $2.1M 1.65% -2K -1.7% $16.90 -0.6%
17 DFP FLAHERTY & CRUMRINE DYNAMIC Financial Services 93,742.0 $1.9M 1.52% -1K -1.4% $20.67 +0.9%
18 DSU BLACKROCK DEBT STRATEGIES FD Financial Services 194,122.0 $1.9M 1.48% -5K -2.7% $9.70 -3.0%
19 BUI BLACKROCK UTILS INFRASTRUCTU Financial Services 52,521.0 $1.5M 1.20% -814.0 -1.5% $29.01 -6.9%
20 ASGI ABRDN GLOBAL INFRA INCOME FU Financial Services 56,489.0 $1.3M 1.03% -2K -3.7% $23.25 +6.1%
Page 1 of 3  ·  43 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Financial Services 87.7%
Technology 5.7%
Real Estate 2.4%
Consumer Cyclical 1.7%
Utilities 1.0%
Consumer Defensive 0.8%
Communication Services 0.6%
Healthcare 0.2%