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Portfolio (Quarterly) Guide ↗

Smith Asset Management Co., LLC

· CIK 0002068217
13F Portfolio $117M AUM 71 positions Filed May 15, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 3 New 31 Added 27 Reduced 2 Exited
Page 4 of 4  ·  71 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
61 MO ALTRIA GROUP INC Consumer Defensive 3,736.0 $247K 0.21% -135.0 -3.5% $65.99 +9.7%
62 XLF SELECT SECTOR SPDR TR 4,742.0 $234K 0.20% -327.0 -6.5% $49.37 +3.6%
63 AMGN AMGEN INC Healthcare 661.0 $233K 0.20% $351.85 -7.3%
64 ASG LIBERTY ALL-STAR GROWTH FD I Financial Services 41,379.0 $197K 0.17% -500.0 -1.2% $4.75 +8.8%
65 AFB ALLIANCEBERNSTEIN NATL MUN I Financial Services 18,203.0 $195K 0.17% $10.69 +2.6%
66 WEA WESTERN ASSET PREMIER BD FD Financial Services 18,367.0 $194K 0.17% +3K +22.8% $10.58 -1.1%
67 DHC DIVERSIFIED HEALTHCARE TR Real Estate 22,293.0 $148K 0.13% $6.64 +25.9%
68 PMO PUTNAM MUN OPPORTUNITIES TR Financial Services 13,742.0 $142K 0.12% NEW $10.30 +1.0%
69 USA LIBERTY ALL STAR EQUITY FD Financial Services 18,552.0 $103K 0.09% -99.0 -0.5% $5.55 +3.2%
70 SVC SERVICE PPTYS TR Real Estate 17,902.0 $24K 0.02% -350.0 -1.9% $1.35 +24.7%
71 BLACKROCK UTILS INFRASTRUCTU 53,294.0 $426.0 NEW $0.01
Page 4 of 4  ·  71 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Financial Services 89.0%
Technology 4.5%
Real Estate 2.2%
Consumer Cyclical 1.4%
Utilities 1.2%
Consumer Defensive 0.9%
Communication Services 0.5%
Healthcare 0.2%