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Portfolio (Quarterly) Guide ↗

Catherine Avery Investment Management LLC

· CIK 0002103454
13F Portfolio $167M AUM 159 positions Filed Jan 5, 2026 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 5 New 37 Added 31 Reduced 9 Exited
Page 1 of 2  ·  31 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
1 IBM INTERNATIONAL BUSINESS MACHS Technology 18,322.0 $5.4M 3.25% -1K -6.3% $296.21 -13.5%
2 RTX RTX CORPORATION Industrials 29,576.0 $5.4M 3.25% -693.0 -2.3% $183.40 -3.3%
3 AVGO BROADCOM INC Technology 15,580.0 $5.4M 3.23% -87.0 -0.6% $346.10 +21.1%
4 JPM JPMORGAN CHASE & CO. Financial Services 16,399.0 $5.3M 3.17% -209.0 -1.3% $322.22 -7.5%
5 MRK MERCK & CO INC Healthcare 45,132.0 $4.8M 2.85% -4K -8.9% $105.26 +15.1%
6 NEE NEXTERA ENERGY INC Utilities 57,859.0 $4.6M 2.78% -320.0 -0.6% $80.28 +8.6%
7 BAC BANK AMERICA CORP Financial Services 78,101.0 $4.3M 2.57% -6K -7.5% $55.00 -7.1%
8 QCOM QUALCOMM INC Technology 25,025.0 $4.3M 2.56% -415.0 -1.6% $171.05 +34.9%
9 OKE ONEOK INC NEW Energy 57,564.0 $4.2M 2.53% -957.0 -1.6% $73.50 +22.2%
10 AMGN AMGEN INC Healthcare 12,539.0 $4.1M 2.46% -1K -7.8% $327.31 +3.8%
11 STX SEAGATE TECHNOLOGY HLDNGS PL Technology 13,144.0 $3.6M 2.17% -12K -47.5% $275.39 +215.8%
12 JCI JOHNSON CTLS INTL PLC Industrials 10,620.0 $1.3M 0.76% -475.0 -4.3% $119.75 +15.2%
13 VLO VALERO ENERGY CORP Energy 7,786.0 $1.3M 0.76% -61.0 -0.8% $162.79 +49.0%
14 CMI CUMMINS INC Industrials 2,476.0 $1.3M 0.76% -64.0 -2.5% $510.45 +30.8%
15 EVRG EVERGY INC Utilities 15,283.0 $1.1M 0.66% -975.0 -6.0% $72.49 +16.2%
16 MS MORGAN STANLEY Financial Services 4,189.0 $744K 0.45% -43.0 -1.0% $177.53 +12.9%
17 APD AIR PRODS & CHEMS INC Basic Materials 1,246.0 $308K 0.18% -947.0 -43.2% $247.03 +16.1%
18 BEN FRANKLIN RESOURCES INC Financial Services 4,428.0 $106K 0.06% -4K -49.1% $23.89 +32.4%
19 CAT CATERPILLAR INC Industrials 152.0 $87K 0.05% -131.0 -46.3% $572.87 +58.4%
20 F FORD MTR CO Consumer Cyclical 3,343.0 $44K 0.03% -50.0 -1.5% $13.12 +21.4%
Page 1 of 2  ·  31 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 22.4%
Financial Services 14.9%
Industrials 13.1%
Energy 11.2%
Healthcare 11.1%
Consumer Cyclical 10.9%
Consumer Defensive 6.5%
Basic Materials 3.5%
Utilities 3.5%
Communication Services 2.9%