Portfolio (Quarterly) Guide ↗

Ballast Rock Private Wealth LLC

· CIK 0002106928

13F Portfolio $181M AUM 177 positions Filed Apr 16, 2026 EDGAR ↗ ← All Funds

Q1 2026 Q4 2025 · All 18 New 60 Added 37 Reduced 12 Exited

Page 3 of 3 · 60 positions

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#	Ticker	Company	Sector	Shares	Value ↓	% Port	Chg Shares	Chg %	Period Price ①	Since Period ①
41	OEF	ISHARES TR	—	1,892.0	$602K	0.33%	+790.0	+71.7%	$318.08	+17.3%
42	BJAN	INNOVATOR ETFS TRUST	—	10,946.0	$584K	0.32%	+6K	+127.7%	$53.33	+10.0%
43	UMAR	INNOVATOR ETFS TRUST	—	14,499.0	$576K	0.32%	+497.0	+3.5%	$39.74	+5.9%
44	BFEB	INNOVATOR ETFS TRUST	—	11,880.0	$567K	0.31%	+2K	+17.9%	$47.70	+9.9%
45	BMY	BRISTOL-MYERS SQUIBB CO	Healthcare	9,074.0	$550K	0.30%	+1K	+16.3%	$60.65	-4.3%
46	MELI	MERCADOLIBRE INC	Consumer Cyclical	315.0	$545K	0.30%	+13.0	+4.3%	$1729.02	-4.7%
47	PFEB	INNOVATOR ETFS TRUST	—	13,329.0	$535K	0.30%	+2K	+16.5%	$40.10	+7.0%
48	IMAR	INNOVATOR ETFS TRUST	—	16,079.0	$467K	0.26%	+7K	+71.6%	$29.03	+4.6%
49	VGK	VANGUARD INTL EQUITY INDEX F	—	5,310.0	$438K	0.24%	+39.0	+0.7%	$82.43	+8.6%
50	UJAN	INNOVATOR ETFS TRUST	—	9,879.0	$420K	0.23%	+5K	+91.8%	$42.51	+6.2%
51	VGIT	VANGUARD SCOTTSDALE FDS	—	6,736.0	$401K	0.22%	+39.0	+0.6%	$59.55	-1.0%
52	SPHY	SPDR SERIES TRUST	—	16,531.0	$385K	0.21%	+225.0	+1.4%	$23.32	+0.7%
53	SCHD	SCHWAB STRATEGIC TR	—	12,552.0	$385K	0.21%	+1K	+9.7%	$30.68	+6.5%
54	XDSQ	INNOVATOR ETFS TRUST	—	9,697.0	$384K	0.21%	+270.0	+2.9%	$39.58	+7.7%
55	XLRE	SELECT SECTOR SPDR TR	—	8,121.0	$332K	0.18%	+330.0	+4.2%	$40.83	+9.5%
56	IWF	ISHARES TR	—	734.0	$313K	0.17%	+21.0	+3.0%	$426.32	-70.5%
57	SPHQ	INVESCO EXCHANGE TRADED FD T	—	4,148.0	$312K	0.17%	+336.0	+8.8%	$75.19	+13.9%
58	—	VANGUARD MALVERN FDS	—	5,772.0	$294K	0.16%	+49.0	+0.9%	$51.00	—
59	USB	US BANCORP	Financial Services	5,147.0	$270K	0.15%	+49.0	+1.0%	$52.53	+5.1%
60	XDQQ	INNOVATOR ETFS TRUST	—	6,392.0	$236K	0.13%	+138.0	+2.2%	$36.99	+9.6%

Page 3 of 3 · 60 positions

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① Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation

Technology 41.5%

Financial Services 37.5%

Consumer Cyclical 6.6%

Communication Services 6.0%

Healthcare 2.5%

Basic Materials 2.3%

Industrials 1.4%

Energy 1.1%

Utilities 0.6%

Consumer Defensive 0.5%