Portfolio (Quarterly) Guide ↗

Ballast Rock Private Wealth LLC

· CIK 0002106928

13F Portfolio $217M AUM 192 positions Filed Aug 10, 2026 EDGAR ↗ ← All Funds

Q2 2026 Q1 2026 · All 18 New 55 Added 37 Reduced 3 Exited

Page 3 of 3 · 55 positions

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#	Ticker	Company	Sector	Shares	Value ↓	% Port	Chg Shares	Chg %	Period Price ①	Since Period ①
41	PAPR	INNOVATOR ETFS TRUST	—	11,289.0	$476K	0.22%	+414.0	+3.8%	$42.20	+1.7%
42	VGK	VANGUARD INTL EQUITY INDEX F	—	5,380.0	$476K	0.22%	+70.0	+1.3%	$88.55	+2.5%
43	V	VISA INC	Financial Services	1,357.0	$466K	0.21%	+13.0	+1.0%	$343.17	+8.6%
44	VEA	VANGUARD TAX-MANAGED FDS	—	6,419.0	$457K	0.21%	+109.0	+1.7%	$71.25	+1.2%
45	—	INNOVATOR ETFS TRUST	—	13,709.0	$441K	0.20%	+3K	+33.7%	$32.14	—
46	SCHD	SCHWAB STRATEGIC TR	—	12,918.0	$410K	0.19%	+366.0	+2.9%	$31.71	+9.8%
47	SPHY	SPDR SERIES TRUST	—	16,824.0	$394K	0.18%	+293.0	+1.8%	$23.44	-1.3%
48	AVGO	BROADCOM INC	Technology	1,003.0	$379K	0.17%	+22.0	+2.2%	$377.79	-2.1%
49	ABBV	ABBVIE INC	Healthcare	1,308.0	$329K	0.15%	+8.0	+0.6%	$251.55	+3.4%
50	JNJ	JOHNSON & JOHNSON	Healthcare	1,287.0	$327K	0.15%	+7.0	+0.6%	$254.03	+6.8%
51	USB	US BANCORP	Financial Services	5,254.0	$320K	0.15%	+107.0	+2.1%	$60.92	+0.5%
52	PLTR	PALANTIR TECHNOLOGIES INC	Technology	2,585.0	$302K	0.14%	+120.0	+4.9%	$116.67	+54.2%
53	—	VANGUARD MALVERN FDS	—	5,849.0	$300K	0.14%	+77.0	+1.3%	$51.29	—
54	—	BERKSHIRE HATHAWAY INC DEL	—	494.0	$247K	0.11%	+3.0	+0.6%	$500.39	—
55	BMAY	INNOVATOR ETFS TRUST	—	5,187.0	$246K	0.11%	+695.0	+15.5%	$47.35	+1.9%

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① Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation

Technology 48.4%

Financial Services 34.0%

Communication Services 4.9%

Consumer Cyclical 4.9%

Industrials 2.3%

Healthcare 2.2%

Basic Materials 1.5%

Energy 0.9%

Utilities 0.5%

Consumer Defensive 0.4%