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Portfolio (Quarterly) Guide ↗

Winter & Associates, Inc.

· CIK 0002109063
13F Portfolio $133M AUM 85 positions Filed Jul 9, 2026 EDGAR ↗ ← All Funds
Q2 2026 Q1 2026 · All 15 New 23 Added 28 Reduced 14 Exited
Page 5 of 5  ·  85 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
81 CW CURTISS WRIGHT CORP Industrials 275.0 $208K 0.16% NEW $757.76 -20.1%
82 ASML ASML HLDG NV Technology 101.0 $201K 0.15% NEW $1989.45 -12.8%
83 SABA SABA CAPITAL INCOME & OPPORT Financial Services 11,908.0 $99K 0.07% -28K -70.0% $8.35 -1.7%
84 DHY CREDIT SUISSE HIGH YIELD CRE Financial Services 26,258.0 $47K 0.04% $1.78 -3.9%
85 NMG NOUVEAU MONDE GRAPHITE INC Basic Materials 12,791.0 $19K 0.01% $1.50 +0.7%
Page 5 of 5  ·  85 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 40.0%
Financial Services 32.8%
Consumer Cyclical 8.7%
Industrials 6.7%
Healthcare 4.5%
Communication Services 3.3%
Consumer Defensive 2.2%
Energy 1.0%
Utilities 0.8%
Basic Materials 0.1%