Portfolio (Quarterly) Guide ↗

Garton & Associates Financial Advisors LLC

· CIK 0002109857

13F Portfolio $122M AUM 149 positions Filed May 11, 2026 EDGAR ↗ ← All Funds

Q1 2026 Q4 2025 · All 9 New 29 Added 62 Reduced 1077 Exited

Page 25 of 54 · 1,077 positions

#	Ticker	Company	Sector	Shares	Value ↓	% Port	Status
481	GOOY	YIELDMAX GOOGL OPTN INC STGY ETF	—	1,620	$24K	0.01%	SOLD
482	AGNC	AGNC INVT CORP REIT	Real Estate	2,200	$24K	0.01%	SOLD
483	—	FIDELITY LARGE CAP VALUE INDEX	—	1,133	$23K	0.01%	SOLD
484	—	NUVEEN LARGE CAP GR IDX R6	—	308	$23K	0.01%	SOLD
485	—	MOREHEAD ST UNI 412554PUB EDUC DUE 030154OID	—	25,000	$23K	0.01%	SOLD
486	—	OAKMARK SELECT ADVISOR	—	256	$23K	0.01%	SOLD
487	—	GUGGENHEIM FLOATING RATE STRATS INSTL	—	992	$23K	0.01%	SOLD
488	NGG	NTNL GRID PLC ADR FSPONSORED ADR 1 ADR REPS 5 ORD SHS	Utilities	299	$23K	0.01%	SOLD
489	—	FUJI SEAL INTL INC ORDF	—	1,200	$23K	0.01%	SOLD
490	BK	BANK NEW YORK MELLON COR	Financial Services	198	$23K	0.01%	SOLD
491	—	T ROWE PRICE NEW HORIZONS I	—	435	$23K	0.01%	SOLD
492	GSY	INVSC ULTRA SHORT DURATION ETF	—	448	$23K	0.01%	SOLD
493	—	LOUISVILLE & JEFFER 337SYST HLTH DUE 100137OID XTRO	—	25,000	$22K	0.01%	SOLD
494	—	PEAR TREE POLARIS FOREIGN VALUE INSTL	—	790	$22K	0.01%	SOLD
495	—	LOOMIS SAYLES GROWTH Y	—	667	$22K	0.01%	SOLD
496	FNV	FRANCO NEV CORP F	Basic Materials	106	$22K	0.01%	SOLD
497	ADC	AGREE RLTY CORP REIT	Real Estate	303	$22K	0.01%	SOLD
498	—	SAPIENS INTL CORP OXXXMANDATORY MERGER EFF 121825	—	500	$22K	0.01%	SOLD
499	—	JHANCOCK STRATEGIC INCOME OPPS I	—	2,076	$21K	0.01%	SOLD
500	—	HARTFORD DIVIDEND AND GROWTH Y	—	593	$21K	0.01%	SOLD

Page 25 of 54 · 1,077 positions

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Sector Allocation

Technology 32.0%

Consumer Cyclical 17.1%

Financial Services 13.2%

Consumer Defensive 8.3%

Healthcare 7.3%

Utilities 7.1%

Energy 5.3%

Communication Services 5.2%

Industrials 3.4%

Real Estate 0.7%