Portfolio (Quarterly) Guide ↗

Garton & Associates Financial Advisors LLC

· CIK 0002109857

13F Portfolio $122M AUM 149 positions Filed May 11, 2026 EDGAR ↗ ← All Funds

Q1 2026 Q4 2025 · All 9 New 29 Added 62 Reduced 1077 Exited

Page 31 of 54 · 1,077 positions

#	Ticker	Company	Sector	Shares	Value ↓	% Port	Status
601	NVG	NUVEEN AMT FREE MNCPL CR	Financial Services	1,248	$16K	0.01%	SOLD
602	—	SELECTED AMERICAN SHARES D	—	373	$16K	0.01%	SOLD
603	COP	CONOCOPHILLIPS	Energy	167	$16K	0.01%	SOLD
604	—	T ROWE PRICE INTERNATIONAL DISCOVERY I	—	209	$16K	0.01%	SOLD
605	DES	WISDOMTREE US SMALLCAP DIVIDEND ETF	—	468	$16K	0.01%	SOLD
606	—	GUGGENHEIM CORE BOND FUND INSTITUTIONAL	—	936	$15K	0.01%	SOLD
607	JPC	NUVEEN PREFERRED INCOME	Financial Services	1,900	$15K	0.01%	SOLD
608	QUAL	ISHARES MSCI USA QLTY FACT ETF	—	78	$15K	0.01%	SOLD
609	—	HEARTLAND VALUE INVESTOR	—	303	$15K	0.01%	SOLD
610	FELG	FIDELITY ENHANCED LARGE CAP ETF	—	365	$15K	0.01%	SOLD
611	PLTY	YIELDMAX PLTR OPTN INCM STRGY ETF	—	295	$15K	0.01%	SOLD
612	—	TEMPLETON DEVELOPING MARKETS ADV	—	579	$15K	0.01%	SOLD
613	ADM	ARCHERDANIELS MIDLAND C	Consumer Defensive	262	$15K	0.01%	SOLD
614	—	VANGUARD EQUITYINCOME INV	—	340	$15K	0.01%	SOLD
615	—	FEDERAL NTNL MORT 5538MBSCMO DUE 0225380824B	—	22,000	$15K	0.01%	SOLD
616	—	MORGAN STANLEY PR 4326CD FDIC INS DUE 061126US	—	15,000	$15K	0.01%	SOLD
617	—	KENTUCKY RURAL WTR 330FINL AUTH DUE 020130OID XTRO	—	15,000	$15K	0.01%	SOLD
618	—	BANK OF AMERICA, 38526CD FDIC INS DUE 031726US	—	15,000	$15K	0.01%	SOLD
619	—	CLEARBRIDGE SELECT I	—	249	$15K	0.01%	SOLD
620	PHYS	SPROTT PHYSICAL GOLD ETV	Financial Services	453	$15K	0.01%	SOLD

Page 31 of 54 · 1,077 positions

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Sector Allocation

Technology 32.0%

Consumer Cyclical 17.1%

Financial Services 13.2%

Consumer Defensive 8.3%

Healthcare 7.3%

Utilities 7.1%

Energy 5.3%

Communication Services 5.2%

Industrials 3.4%

Real Estate 0.7%