Portfolio (Quarterly) Guide ↗

Garton & Associates Financial Advisors LLC

· CIK 0002109857

13F Portfolio $122M AUM 149 positions Filed May 11, 2026 EDGAR ↗ ← All Funds

Q1 2026 Q4 2025 · All 9 New 29 Added 62 Reduced 1077 Exited

Page 44 of 54 · 1,077 positions

#	Ticker	Company	Sector	Shares	Value ↓	% Port	Status
861	AES	AES CORP	Utilities	382	$5K	0.00%	SOLD
862	TECK	TECK RES LIMITED FCLASS B	Basic Materials	114	$5K	0.00%	SOLD
863	GOOD	GLADSTONE COML CORP REIT	Real Estate	510	$5K	0.00%	SOLD
864	—	BNY MELLON SMMD CP GR I	—	254	$5K	0.00%	SOLD
865	—	SCHWAB S&P 500 INDEX	—	309	$5K	0.00%	SOLD
866	MAGS	LISTED FNDS RONDHL MGNFCNT ETF	—	82	$5K	0.00%	SOLD
867	SBIO	ALPS MEDICAL BREAKTHROUGHS ETF	—	105	$5K	0.00%	SOLD
868	USHY	ISHARES BROAD USD HG YLDCRP BND ETF	—	143	$5K	0.00%	SOLD
869	VIV	TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS	Communication Services	448	$5K	0.00%	SOLD
870	BGC	BGC GROUP INC CLASS CLASS A	Financial Services	594	$5K	0.00%	SOLD
871	BKCH	GLOBAL X BLOCKCHAIN ETF	—	82	$5K	0.00%	SOLD
872	SIRI	SIRIUSXM HLDGS INC EQUITCLASS EQUITY	Communication Services	260	$5K	0.00%	SOLD
873	—	FIDELITY ADVISOR INVESTMENT GR BD Z	—	706	$5K	0.00%	SOLD
874	—	ROCHE HLDG LTD FSPONSORED ADR 1 ADR RE 0125 ORD SHS	—	100	$5K	0.00%	SOLD
875	—	FHLMC 5535MBSCMO DUE 1115353066B	—	5,000	$5K	0.00%	SOLD
876	PECO	PHILLIPS EDISON & CO INC	Real Estate	144	$5K	0.00%	SOLD
877	MPT	MEDICAL PPTYS TR INC REIT	Financial Services	1,024	$5K	0.00%	SOLD
878	SID	COMPANHIA SIDERURGICA FSPONSORED ADR 1 ADR REPS 1 ORD SHS	Basic Materials	3,169	$5K	0.00%	SOLD
879	NATL	NCR ATLEOS CORP	Technology	133	$5K	0.00%	SOLD
880	—	POWERBANK CORP F	—	2,800	$5K	0.00%	SOLD

Page 44 of 54 · 1,077 positions

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Sector Allocation

Technology 32.0%

Consumer Cyclical 17.1%

Financial Services 13.2%

Consumer Defensive 8.3%

Healthcare 7.3%

Utilities 7.1%

Energy 5.3%

Communication Services 5.2%

Industrials 3.4%

Real Estate 0.7%