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Portfolio (Quarterly) Guide ↗

Garton & Associates Financial Advisors LLC

· CIK 0002109857
13F Portfolio $122M AUM 149 positions Filed May 11, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 9 New 29 Added 62 Reduced 1077 Exited
Page 53 of 54  ·  1,077 positions
# Ticker Company Sector Shares Value ↓ % Port Status
1041 GNMA 434MBSCMO DUE 0520340442C 2,000 $356.0 SOLD
1042 RWJ INVESCO S&P SMALLCAP 600REV ETF 6 $292.0 SOLD
1043 OGN ORGANON & CO Healthcare 25 $179.0 SOLD
1044 TRULIEVE CANNABIS CORP F 20 $174.0 SOLD
1045 CREDIT SUISSE FIR 5535MBSCMO DUE 092535058 2,000 $155.0 SOLD
1046 CWALT INC ALTERNAT 637ABSSPCL DUE 0126370641CB 2,000 $154.0 SOLD
1047 MRNA MODERNA INC Healthcare 4 $118.0 SOLD
1048 LUMN LUMEN TECHNOLOGIES INC Communication Services 12 $96.0 SOLD
1049 HARTFORD DIVIDEND AND GROWTH A 2 $63.0 SOLD
1050 HEALTHWAREHOUSECOM 500 $55.0 SOLD
1051 BANC OF AMERICA 57536MBSCMO DUE 012536058 2,000 $49.0 SOLD
1052 FHLMC 635MBSCMO DUE 1015353051B 2,000 $35.0 SOLD
1053 GAMESTOP CORP NEW 26 WTSWARRANTS EXP 103026 10 $30.0 SOLD
1054 VERSES AI INC FCLASS A 14 $27.0 SOLD
1055 REDHILL BIOPHARMA LT E FSPONSORED ADR 1 ADR RE 10000 ORD SHS 15 $15.0 SOLD
1056 TURNONGREEN INC 165 $10.0 SOLD
1057 DIANA SHIPPING IN 26 WTFWARRANTS EXERCISE EXP 011326 96 $8.0 SOLD
1058 CENNTRO INC 20 $3.0 SOLD
1059 TURNONGREEN INC 28 WTFWARRANTS EXP 062628 165 $1.0 SOLD
1060 USD PARTNERS LP LP 201 $1.0 SOLD
Page 53 of 54  ·  1,077 positions
Sector Allocation
Technology 32.0%
Consumer Cyclical 17.1%
Financial Services 13.2%
Consumer Defensive 8.3%
Healthcare 7.3%
Utilities 7.1%
Energy 5.3%
Communication Services 5.2%
Industrials 3.4%
Real Estate 0.7%