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Portfolio (Quarterly) Guide ↗

Garton & Associates Financial Advisors LLC

· CIK 0002109857
13F Portfolio $122M AUM 149 positions Filed May 11, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 9 New 29 Added 62 Reduced 1077 Exited
Page 7 of 54  ·  1,077 positions
# Ticker Company Sector Shares Value ↓ % Port Status
121 DGT STATE STREET SPDR GLOBALDOW ETF 614 $102K 0.06% SOLD
122 JPMORGAN CHASE BA 3926CD FDIC INS DUE 122826US 100,000 $100K 0.06% SOLD
123 JPMORGAN CHASE BA 4427CALLED 100 EFF 01062026 100,000 $100K 0.06% SOLD
124 NEEDHAM BANK 3926CD FDIC INS DUE 012826US 100,000 $100K 0.06% SOLD
125 ASML ASML HLDG N V FSPONSORED ADR 1 ADR REPS 1 ORD SHS Technology 93 $100K 0.06% SOLD
126 DVY ISHARES SELECT DIVIDEND ETF 705 $100K 0.06% SOLD
127 US TREASUR NT 0750326UST NOTE DUE 033126 100,000 $99K 0.06% SOLD
128 B BARRICK MNG CORP F Basic Materials 2,280 $99K 0.06% SOLD
129 AKAM AKAMAI TECHNOLOGIES INC Technology 1,137 $99K 0.06% SOLD
130 BNY MELLON APPRECIATION I 2,791 $98K 0.06% SOLD
131 CEG CONSTELLATION ENERGY COR Utilities 276 $98K 0.06% SOLD
132 KENTUCKY BD CORP FI 228FINL AUTH DUE 020128 100,000 $97K 0.05% SOLD
133 DE DEERE & CO Industrials 206 $96K 0.05% SOLD
134 AMERICAN FUNDS WASHINGTON MUTUAL F3 1,469 $96K 0.05% SOLD
135 WELLS FARGO BANK, 4326CD FDIC INS DUE 060926US 95,000 $95K 0.05% SOLD
136 US TREASURY BILL26U S T BILL DUE 041626 95,000 $94K 0.05% SOLD
137 ALGER CAPITAL APPRECIATION INSTL I 1,732 $94K 0.05% SOLD
138 NULG NUVEEN ESG LARGE CAP GROWTH ETF 953 $93K 0.05% SOLD
139 MFS GROWTH I 471 $93K 0.05% SOLD
140 US TREASU NT 03750126UST NOTE DUE 013126 92,000 $92K 0.05% SOLD
Page 7 of 54  ·  1,077 positions
Sector Allocation
Technology 32.0%
Consumer Cyclical 17.1%
Financial Services 13.2%
Consumer Defensive 8.3%
Healthcare 7.3%
Utilities 7.1%
Energy 5.3%
Communication Services 5.2%
Industrials 3.4%
Real Estate 0.7%