SWZ
Total Return Securities, Inc. NYSE Listed Aug 19, 1987$5.90
-0.08%
vs $5.91
Mkt Cap $76.5M
52w Low $5.84
12.8% of range
52w High $6.31
50d MA $5.93
200d MA $6.02
P/E (TTM)
5.4x
EV/EBITDA
5.6x
P/B
0.7x
Debt/Equity
0.0x
ROE
16.7%
P/FCF
35.2x
RSI (14)
25.00
ATR (14)
$0.04
Beta
0.81
50d MA
$5.93
200d MA
$6.02
Avg Volume
78.3K
Swiss Helvetia Fund is a non-diversified, closed-end investment company whose objective is to seek long-term capital appreciation through investment in equity and equity-linked securities of Swiss companies. The Fund also may acquire and hold equity and equity-linked securities of non-Swiss companies in limited instances.
CIK (SEC)
Phone
212-641-3800
Seven Bryant Park · New York City, NY 10018 · US
| Date | Time | Est | Rptd | Surp | Base | Gap% | D1% | D2% | D3% | D4% | D5% | Guide ▲★ |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| Sep 12, 2024 | AMC | — | 0.08 | — | 8.80 | +0.2% | +0.6% | +1.4% | -0.6% | +0.1% | -0.2% | — |
| Dec 30, 2023 | AMC | — | 0.31 | — | — | — | — | — | — | — | — | — |
| Jun 30, 2023 | AMC | — | 1.14 | — | 8.22 | +0.0% | +0.6% | -0.8% | -1.1% | -0.7% | +0.9% | — |
No analyst ratings available.
| Date | Insider | Title | Type | Shares | Price | Value | Owned After | D1% | D5% |
|---|---|---|---|---|---|---|---|---|---|
| Aug 31, 2026 | SELL MORITZ ADir | — | Buy | 3,000 | $5.98 | $18K | 28,246 | +0.50% | -0.34% |
| Aug 24, 2026 | Das Rajeev POff | Secretary | Buy | 1,366 | $5.93 | $8K | 3,400 | +0.34% | -0.33% |
| Aug 21, 2026 | Das Rajeev POff | Secretary | Buy | 1,700 | $5.93 | $10K | 2,034 | +0.34% | -0.33% |
| Aug 10, 2026 | SELL MORITZ ADir | — | Buy | 1,000 | $5.91 | $6K | 25,246 | +0.51% | +0.17% |
| Jul 23, 2026 | SELL MORITZ ADir | — | Buy | 2,000 | $5.86 | $12K | 24,246 | -0.17% | +0.17% |
| Jul 22, 2026 | SELL MORITZ ADir | — | Buy | 517 | $5.90 | $3K | 22,246 | -0.17% | +0.17% |
| Jul 21, 2026 | SELL MORITZ ADir | — | Buy | 483 | $5.90 | $3K | 21,729 | -0.51% | -0.34% |
| Jul 20, 2026 | SELL MORITZ ADir | — | Buy | 1,000 | $5.93 | $6K | 21,246 | -0.51% | -0.34% |
| Jul 6, 2026 | GOLDSTEIN PHILLIPDir/Off | Secretary | Buy | 5,980 | $5.95 | $36K | 119,214 | +0.34% | +0.34% |
| Jul 2, 2026 | Dakos AndrewDir/Off | President and CEO | Buy | 4,767 | $5.92 | $28K | 131,000 | -0.84% | -0.34% |
| Jul 2, 2026 | Dakos AndrewDir/Off | President and CEO | Buy | 233 | $5.92 | $1K | 126,233 | -0.84% | -0.34% |
| Jun 29, 2026 | SELL MORITZ ADir | — | Buy | 2,000 | $5.92 | $12K | 20,246 | -0.34% | -0.84% |
| Jun 26, 2026 | SELL MORITZ ADir | — | Buy | 2,091 | $5.88 | $12K | 18,246 | -0.34% | -0.84% |
| Jun 18, 2026 | SELL MORITZ ADir | — | Buy | 1,853 | $5.91 | $11K | 16,155 | -0.17% | +0.68% |
| Jun 17, 2026 | SELL MORITZ ADir | — | Buy | 147 | $5.91 | $869 | 14,302 | -0.17% | +0.68% |
| Jun 16, 2026 | SELL MORITZ ADir | — | Buy | 2,000 | $5.96 | $12K | 14,155 | +0.17% | +0.34% |
| Jun 15, 2026 | SELL MORITZ ADir | — | Buy | 155 | $5.95 | $922 | 12,155 | +0.17% | +0.34% |
| May 29, 2026 | SELL MORITZ ADir | — | Buy | 1,000 | $6.01 | $6K | 12,000 | -0.50% | +0.51% |
| May 28, 2026 | Dakos AndrewDir/Off | President and CEO | Buy | 5,400 | $5.99 | $32K | 126,000 | -0.50% | -0.85% |
| May 28, 2026 | Dakos AndrewDir/Off | President and CEO | Buy | 100 | $5.98 | $598 | 120,600 | -0.50% | -0.85% |
| May 27, 2026 | Dakos AndrewDir/Off | President and CEO | Buy | 3,000 | $5.98 | $18K | 120,500 | -0.50% | -0.85% |
| May 27, 2026 | Dakos AndrewDir/Off | President and CEO | Buy | 4,500 | $5.97 | $27K | 117,500 | -0.50% | -0.85% |
| May 20, 2026 | Dakos AndrewDir/Off | President and CEO | Buy | 2,987 | $5.96 | $18K | 113,000 | +0.00% | +0.33% |
| May 19, 2026 | Dakos AndrewDir/Off | President and CEO | Buy | 13 | $5.95 | $77 | 110,013 | +0.00% | +0.33% |
| May 18, 2026 | Dakos AndrewDir/Off | President and CEO | Buy | 4,000 | $5.95 | $24K | 110,000 | +0.00% | +0.33% |
| Apr 24, 2026 | SELL MORITZ ADir | — | Buy | 1,002 | $6.07 | $6K | 11,000 | -0.33% | -0.50% |
No recent filings available.
Institutional (13F) — Top 20
All ↗
| # | Manager | Shares | Value | Chg | Period |
|---|---|---|---|---|---|
| 1 | Matisse Capital | 407,269 | $2M | Reduced | Mar 2026 |
| 2 | Shaker Financial Services, Llc | 393,170 | $2M | New | Jun 2026 |
| 3 | Rivernorth Capital Management, Llc | 331,019 | $2M | Reduced | Mar 2026 |
| 4 | Blue Bell Private Wealth Management, Llc | 168,610 | $1M | Added | Jun 2026 |
| 5 | Evolve Private Wealth, Llc | 139,192 | $827K | Reduced | Jun 2026 |
| 6 | Yakira Capital Management, Inc. | 125,557 | $746K | — | Jun 2026 |
| 7 | Almitas Capital Llc | 115,581 | $687K | New | Jun 2026 |
| 8 | Landscape Capital Management, L.l.c. | 97,847 | $581K | New | Jun 2026 |
| 9 | Morgan Stanley | 84,544 | $526K | Reduced | Dec 2025 |
| 10 | Commonwealth Equity Services, Llc | 82,461 | $513K | Reduced | Dec 2025 |
| 11 | Uncommon Cents Investing Llc | 85,036 | $505K | New | Jun 2026 |
| 12 | Alpine Global Management, Llc | 58,859 | $350K | New | Jun 2026 |
| 13 | Private Management Group Inc | 10,545 | $306K | — | Mar 2026 |
| 14 | Ubs Group Ag | 47,295 | $280K | Added | Mar 2026 |
| 15 | Noble Wealth Management Pbc | 42,882 | $255K | Reduced | Jun 2026 |
| 16 | Wells Fargo & Company/mn | 17,435 | $103K | New | Mar 2026 |
| 17 | Raymond James Financial Inc | 16,590 | $98K | Added | Mar 2026 |
| 18 | Capital Investment Counsel, Inc | 14,961 | $89K | — | Jun 2026 |
| 19 | Fortis Capital Advisors, Llc | 14,458 | $86K | New | Jun 2026 |
| 20 | Mccarter Private Wealth Services Llc | 14,458 | $86K | — | Jun 2026 |
Mutual Funds / ETFs (N-PORT) — Top 4
All ↗
| # | Fund | Shares | Value | Period |
|---|---|---|---|---|
| 1 | ICON FLEXIBLE BOND FUND | 446,220 | $3M | Jun 2026 |
| 2 | Matisse Discounted Closed-End Fund Strategy | 259,717 | $2M | Mar 2026 |
| 3 | Saba Closed-End Funds ETF | 31,579 | $196K | Feb 2026 |
| 4 | RiverNorth Active Income ETF | 10,189 | $61K | Jun 2026 |
Valuation
Market Cap
$76.5M
Enterprise Value
$80.9M
P/E (TTM)
5.40x
Forward P/E
—
PEG Ratio
-0.01x
P/B
0.66x
P/S
1.55x
P/FCF
35.17x
EV/EBITDA
5.60x
Shares Out
13.1M
Financials (TTM)
Revenue
$49.4M
Net Income
$14.2M
EBITDA
$14.5M
Free Cash Flow
$2.2M
Op Cash Flow
$2.2M
EPS Basic
$1.37
EPS Diluted
$1.08
EPS Forward
—
Gross Margin
91.7%
Op Margin
29.3%
Net Margin
28.7%
Balance Sheet
Total Assets
$117.8M
Total Liab.
$495K
Total Equity
$117.3M
Cash
$47.7M
LT Debt
$0
Book Value/Sh
$8.97
Debt/Equity
0.00x
Current Ratio
533.74
Quick Ratio
533.74
Returns & Growth
ROE
16.7%
ROA
16.6%
ROIC
15.2%
Rev Growth YoY
+1278.4%
EPS Growth YoY
+572.4%
Price Returns
2W
-1.5%
1M
-0.5%
3M
-0.2%
6M
-0.5%
12M
-3.6%
Technicals
52W High
$6.31
52W Low
$5.84
50d MA
$5.93
200d MA
$6.02
RSI (14)
25.00
ATR (14)
$0.04
Beta
0.81
Avg Volume
78K
Dividends
Div Rate
$3.13
Div Yield
51.7%
Frequency
—
Ex-Div Date
—
Analyst Price Targets
Consensus
—
High
—
Low
—
Median
—
Data updated apr 28, 2026 10:17pm
· Source: financialmodelingprep.com