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Portfolio (Quarterly) Guide ↗

PRINCIPAL SECURITIES, INC.

· CIK 0000012600
13F Portfolio $6.1B AUM Filed Nov 12, 2025 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 3731 New
Page 160 of 187  ·  3,731 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
3181 ESP ESPEY MFG &ELECTRS CORP Industrials 63.0 $2K — NEW — $39.60 +65.7%
3182 NGVC NATURAL GROCERS BY VITAMIN C Consumer Defensive 62.0 $2K — NEW — $40.00 -25.7%
3183 AAT AMERICAN ASSETS TR INC Real Estate 122.0 $2K — NEW — $20.32 +6.2%
3184 — STANDARDAERO INC — 89.0 $2K — NEW — $27.29 —
3185 NIU NIU TECHNOLOGIES Consumer Cyclical 515.0 $2K — NEW — $4.69 -56.3%
3186 STNG SCORPIO TANKERS INC Energy 43.0 $2K — NEW — $56.05 +45.4%
3187 RIG TRANSOCEAN LTD Energy 771.0 $2K — NEW — $3.12 +72.4%
3188 BFS SAUL CTRS INC Real Estate 75.0 $2K — NEW — $31.87 -5.9%
3189 SHLS SHOALS TECHNOLOGIES GROUP IN Energy 322.0 $2K — NEW — $7.41 +0.8%
3190 GTY GETTY RLTY CORP NEW Real Estate 88.0 $2K — NEW — $26.83 +6.8%
3191 LC LENDINGCLUB CORP Financial Services 154.0 $2K — NEW — $15.19 +26.5%
3192 HIMX HIMAX TECHNOLOGIES INC Technology 263.0 $2K — NEW — $8.83 +63.6%
3193 HRTS TEMA ETF TRUST — 75.0 $2K — NEW — $30.95 +17.3%
3194 DEHP DIMENSIONAL ETF TRUST — 76.0 $2K — NEW — $30.54 +37.8%
3195 SLP SIMULATIONS PLUS INC Healthcare 154.0 $2K — NEW — $15.07 +22.5%
3196 MBWM MERCANTILE BK CORP Financial Services 51.0 $2K — NEW — $45.00 +33.4%
3197 TFSL TFS FINL CORP Financial Services 174.0 $2K — NEW — $13.17 +26.9%
3198 VRTS VIRTUS INVT PARTNERS INC Financial Services 12.0 $2K — NEW — $190.00 -31.3%
3199 RDY DR REDDYS LABS LTD Healthcare 161.0 $2K — NEW — $13.98 -12.4%
3200 VRRM VERRA MOBILITY CORP Technology 91.0 $2K — NEW — $24.70 -86.9%
Page 160 of 187  ·  3,731 positions

① Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 28.7%
Financial Services 20.5%
Consumer Cyclical 11.2%
Industrials 9.0%
Healthcare 8.8%
Communication Services 8.2%
Consumer Defensive 5.0%
Energy 2.9%
Utilities 2.1%
Basic Materials 1.8%