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Portfolio (Quarterly) Guide ↗

PRINCIPAL SECURITIES, INC.

· CIK 0000012600
13F Portfolio $6.1B AUM Filed Nov 12, 2025 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 3731 New
Page 69 of 187  ·  3,731 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
1361 ESS ESSEX PPTY TR INC Real Estate 635.0 $170K 0.00% NEW $267.66 +3.4%
1362 FE FIRSTENERGY CORP Utilities 3,688.0 $169K 0.00% NEW $45.82 +2.1%
1363 QLTY 2023 ETF SERIES TRUST II 4,651.0 $168K 0.00% NEW $36.19 +14.2%
1364 HYT BLACKROCK CORPOR HI YLD FD I Financial Services 17,712.0 $168K 0.00% NEW $9.50 -9.4%
1365 TROW PRICE T ROWE GROUP INC Financial Services 1,633.0 $168K 0.00% NEW $102.66 +1.8%
1366 ARKW ARK ETF TR 960.0 $168K 0.00% NEW $174.61 -16.3%
1367 HDB HDFC BANK LTD Financial Services 4,901.0 $167K 0.00% NEW $34.16 -30.4%
1368 RKLB ROCKET LAB CORP Industrials 3,491.0 $167K 0.00% NEW $47.91 +213.6%
1369 MTN VAIL RESORTS INC Consumer Cyclical 1,116.0 $167K 0.00% NEW $149.57 -12.3%
1370 DSI ISHARES TR 1,325.0 $167K 0.00% NEW $125.95 +12.6%
1371 UJUL INNOVATOR ETFS TRUST 4,365.0 $166K 0.00% NEW $38.11 +6.1%
1372 JPME J P MORGAN EXCHANGE TRADED F 1,533.0 $166K 0.00% NEW $108.46 +12.7%
1373 TPR TAPESTRY INC Consumer Cyclical 1,465.0 $166K 0.00% NEW $113.22 +22.6%
1374 ISCV ISHARES TR 2,485.0 $166K 0.00% NEW $66.64 +13.3%
1375 BANKFINANCIAL CORP 13,750.0 $165K 0.00% NEW $12.03
1376 BUFS FIRST TR EXCHNG TRADED FD VI 7,328.0 $165K 0.00% NEW $22.47 +9.6%
1377 GDXJ VANECK ETF TRUST 1,654.0 $164K 0.00% NEW $99.00 +13.7%
1378 HTGC HERCULES CAPITAL INC Financial Services 8,642.0 $163K 0.00% NEW $18.91 -17.9%
1379 DMAR FIRST TR EXCHNG TRADED FD VI 4,005.0 $163K 0.00% NEW $40.77 +9.4%
1380 EUSB ISHARES TR 3,717.0 $163K 0.00% NEW $43.92 -1.3%
Page 69 of 187  ·  3,731 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 28.2%
Financial Services 20.4%
Consumer Cyclical 11.0%
Communication Services 9.5%
Industrials 8.8%
Healthcare 8.7%
Consumer Defensive 4.9%
Energy 2.8%
Utilities 2.1%
Real Estate 1.8%