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Portfolio (Quarterly) Guide ↗

SMITH, MOORE & CO.

· CIK 0000200724
13F Portfolio $1.4B AUM 558 positions Filed May 5, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 56 New 213 Added 189 Reduced 24 Exited
Page 2 of 28  ·  558 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
21 RDVY FIRST TRUST RISING DIVIDEND ACHIEVERS ETF 200,390.0 $13.7M 0.99% +5K +2.6% $68.28 +7.8%
22 RSP INVESCO S&P 500 EQUAL WEIGHT ETF 69,869.0 $13.4M 0.97% +5K +7.3% $191.92 +5.1%
23 CGGR CAPITAL GROUP GROWTH ETF 323,580.0 $13.0M 0.95% +11K +3.4% $40.19 +13.9%
24 GDX VANECK GOLD MINERS ETF 141,535.0 $13.0M 0.94% +31K +27.7% $91.77 -3.4%
25 JAAA JANUS HENDERSON AAA CLO ETF 240,555.0 $12.1M 0.88% +58K +31.6% $50.37 +0.6%
26 SLV ISHARES SILVER TRUST Financial Services 175,092.0 $11.9M 0.87% +73K +71.8% $68.14 +3.4%
27 CGBL CAPITAL GROUP CORE BALANCED ETF 316,865.0 $10.9M 0.79% +9K +3.0% $34.41 +7.3%
28 GDXJ VANECK JUNIOR GOLD MINERS ETF 86,169.0 $10.3M 0.75% +18K +26.2% $120.04 -2.2%
29 VWO VANGUARD FTSE EMERGING MARKETS ETF 186,292.0 $10.1M 0.73% +3K +1.4% $54.05 +8.5%
30 MSFT MICROSOFT CORP COM Technology 26,571.0 $9.8M 0.71% +302.0 +1.1% $370.18 +12.6%
31 VOO VANGUARD S&P 500 ETF 15,941.0 $9.5M 0.69% -2K -12.0% $597.55 +13.6%
32 IAU ISHARES GOLD TRUST Financial Services 96,218.0 $8.5M 0.62% NEW $88.16 -2.4%
33 GOOGL ALPHABET INC CAP STK CL A Communication Services 28,781.0 $8.3M 0.60% $287.56 +38.4%
34 IEMG ISHARES CORE MSCI EMERGING MARKETS ETF 115,379.0 $8.0M 0.58% +9K +8.0% $69.75 +14.8%
35 AVDV AVANTIS INTERNATIONAL SMALL CAP VALUE ETF 80,411.0 $8.0M 0.58% -2K -2.0% $99.86 +8.4%
36 XOM EXXON MOBIL CORP COM Energy 46,906.0 $8.0M 0.58% -236.0 -0.5% $169.66 -8.3%
37 AMZN AMAZON COM INC COM Consumer Cyclical 38,016.0 $7.9M 0.58% -684.0 -1.8% $208.27 +26.7%
38 IWC ISHARES MICRO-CAP ETF 47,580.0 $7.6M 0.55% $159.61 +12.7%
39 CAT CATERPILLAR INC COM Industrials 10,611.0 $7.5M 0.55% -150.0 -1.4% $708.45 +24.9%
40 TOUS T. ROWE PRICE INTERNATIONAL EQUITY ETF 217,229.0 $7.5M 0.55% +9K +4.1% $34.54 +6.6%
Page 2 of 28  ·  558 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Financial Services 35.8%
Technology 17.2%
Industrials 8.3%
Energy 8.0%
Healthcare 7.3%
Consumer Defensive 6.7%
Communication Services 5.5%
Consumer Cyclical 4.7%
Utilities 3.5%
Basic Materials 2.4%